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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.1%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.52B
AUM Growth
+$95.3M
Cap. Flow
-$53M
Cap. Flow %
-3.48%
Top 10 Hldgs %
46.4%
Holding
811
New
169
Increased
201
Reduced
172
Closed
223

Top Buys

Rank Stock Value
1
PTCT icon
PTC Therapeutics
PTCT
+$66.9M
2
SAGE
Sage Therapeutics
SAGE
+$26.6M
3
IMO icon
Imperial Oil
IMO
+$24.9M
4
COIN icon
Coinbase
COIN
+$22.5M
5
ANSCU
Agriculture & Natural Solutions Acquisition Corp Unit
ANSCU
+$21.6M

Top Sells

Rank Stock Value
1
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$48.7M
2
AAC
Ares Acquisition Corporation
AAC
+$36.4M
3
PTGX icon
Protagonist Therapeutics
PTGX
+$27.6M
4
HCVIU
Hennessy Capital Investment Corp. VI Unit
HCVIU
+$17.4M
5
NETD
Nabors Energy Transition Corp II
NETD
+$16.9M

Sector Composition

Rank Sector Weight
1 Healthcare 30.8%
2 Financials 24.54%
3 Technology 21.73%
4 Communication Services 4.41%
5 Energy 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNAI
126
Brand Engagement Network
BNAI
$95.7M
$1.59M 0.1%
+15,000
New +$1.6M
CDLR icon
127
Cadeler
CDLR
$2.3B
$1.57M 0.1%
+85,131
New +$1.53M
TLGY
128
DELISTED
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
$1.51M 0.1%
+136,206
New +$1.5M
INVZ icon
129
Innoviz Technologies
INVZ
$114M
$1.5M 0.1%
591,506
-5,757,318
-91% -$11M
NNAG
130
DELISTED
99 Acquisition Group Inc
NNAG
$1.46M 0.1%
+143,648
New +$1.46M
HHLA
131
DELISTED
HH&L Acquisition Co.
HHLA
$1.44M 0.09%
135,000
-111,000
-45% -$1.18M
AI icon
132
C3.ai
AI
$1.62B
$1.44M 0.09%
+50,000
New +$1.38M
ESHA
133
DELISTED
ESH Acquisition Corp
ESHA
$1.42M 0.09%
138,534
+118,692
+598% +$1.21M
OAKU
134
DELISTED
Oak Woods Acquisition Corp
OAKU
$1.4M 0.09%
133,325
-16,397
-11% -$172K
ALCY
135
DELISTED
Alchemy Investments Acquisition Corp 1
ALCY
$1.37M 0.09%
130,889
+28,231
+28% +$293K
JWSM
136
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$1.36M 0.09%
+125,000
New +$1.35M
AOGO
137
DELISTED
Arogo Capital Acquisition Corp. Class A Common Stock
AOGO
$1.34M 0.09%
125,000
-5,926
-5% -$63.4K
BCSA
138
DELISTED
Blockchain Coinvestors Acquisition Corp. I Class A Ordinary Shares
BCSA
$1.34M 0.09%
+123,186
New +$1.34M
SOC.WS
139
DELISTED
Sable Offshore Corp. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
SOC.WS
$1.3M 0.09%
674,966
+540,923
+404% +$495K
ULY
140
DELISTED
Urgent.ly
ULY
$1.28M 0.08%
+33,526
New +$1.52M
FNVT
141
DELISTED
Finnovate Acquisition Corp. Class A Ordinary Shares
FNVT
$1.26M 0.08%
+113,474
New +$1.25M
LATG
142
DELISTED
Chenghe Acquisition I Co. Class A Ordinary Shares
LATG
$1.24M 0.08%
+112,749
New +$1.24M
BUJA
143
DELISTED
Bukit Jalil Global Acquisition 1
BUJA
$1.12M 0.07%
108,000
-9,753
-8% -$101K
TALKW
144
DELISTED
Talkspace Inc Warrant
TALKW
$1.11M 0.07%
8,084,873
+4,238,592
+110% +$543K
XFIN
145
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
$1.11M 0.07%
103,188
+73,688
+250% +$785K
TRON
146
DELISTED
Corner Growth Acquisition Corp. 2 Class A Ordinary Share
TRON
$1.09M 0.07%
+93,878
New +$1.06M
BFAC
147
DELISTED
Battery Future Acquisition Corp.
BFAC
$1.08M 0.07%
100,000
+84,576
+548% +$918K
BZAI
148
Blaize Holdings
BZAI
$147M
$1.08M 0.07%
101,100
-100,847
-50% -$1.07M
BNIX
149
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
$1.08M 0.07%
100,000
+1,000
+1% +$10.7K
GDST
150
DELISTED
Goldenstone Acquisition Limited Common Stock
GDST
$1.07M 0.07%
+99,990
New +$1.08M
4 5
6
7 8

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FPCG
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SI
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BC
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Cowen and Company's Q4 2023 Portfolio in Review

As of Q4 2023, Cowen and Company held 811 positions worth $1.52B, up 6.7% from $1.43B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Cowen and Company withdrew a net $53M in Q4 2023, closing 223 positions and reducing 172 holdings. Its most notable exit was AdvisorShares Pure US Cannabis ETF, an estimated $48.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 31% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Cowen and Company opened a new position in Sage Therapeutics worth $29M.

  • Cowen and Company's largest Q4 2023 buy was Sage Therapeutics: 1,339,971 shares worth $29M.
  • Cowen and Company added most to PTC Therapeutics in Q4 2023, an estimated $66.9M increase.
  • Cowen and Company's biggest Q4 2023 reduction was Nabors Energy Transition Corp II, cutting an estimated $16.9M.
  • Cowen and Company fully exited AdvisorShares Pure US Cannabis ETF in Q4 2023, selling an estimated $48.7M.
  • Cowen and Company's ten largest holdings make up 46% of its $1.52B portfolio in Q4 2023.
  • Cowen and Company opened 169 new positions and closed 223 in Q4 2023.
  • Cowen and Company's portfolio value rose 6.7% quarter-over-quarter to $1.52B.

Based on Cowen and Company's 13F filing for Q4 2023, filed 8 Feb 2024.