We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOGO
126
DELISTED
Arogo Capital Acquisition Corp. Class A Common Stock
AOGO
$1.4M 0.1%
130,926
+30,926
+31% +$329K
IVCA
127
DELISTED
Investcorp India Acquisition Corp
IVCA
$1.34M 0.09%
123,686
-483,154
-80% -$5.19M
RPT
128
Rithm Property Trust
RPT
$96M
$1.31M 0.09%
+33,887
New +$1.37M
OHAA
129
DELISTED
OPY Acquisition Corp. I Class A Common Stock
OHAA
$1.26M 0.09%
120,990
-11,300
-9% -$117K
BUJA
130
DELISTED
Bukit Jalil Global Acquisition 1
BUJA
$1.22M 0.09%
+117,753
New +$1.21M
BNT
131
Brookfield Wealth Solutions
BNT
$12.2B
$1.22M 0.09%
57,950
-25,183
-30% -$571K
ATMC
132
DELISTED
AlphaTime Acquisition Corp
ATMC
$1.2M 0.08%
113,557
+62,657
+123% +$656K
AUR icon
133
Aurora
AUR
$13.7B
$1.18M 0.08%
+500,000
New +$1.55M
ALCE
134
DELISTED
Alternus Clean Energy Inc
ALCE
$1.15M 0.08%
+4,339
New +$1.14M
AMCI
135
AMC Robotics
AMCI
$101M
$1.15M 0.08%
+108,410
New +$1.14M
JNJ icon
136
PUT
Johnson & Johnson
JNJ
$631B
$1.07M 0.07%
+126,000
New +$20.8M
OCAX
137
DELISTED
OCA Acquisition Corp. Class A Common Stock
OCAX
$1.06M 0.07%
+100,000
New +$1.06M
ALCY
138
DELISTED
Alchemy Investments Acquisition Corp 1
ALCY
$1.06M 0.07%
+102,658
New +$1.05M
LGVC
139
DELISTED
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
$1.06M 0.07%
+98,796
New +$1.05M
BNIX
140
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
$1.06M 0.07%
+99,000
New +$1.05M
BLEU
141
DELISTED
bleuacacia ltd Class A Ordinary Shares
BLEU
$1.05M 0.07%
+100,000
New +$1.04M
PPYA
142
DELISTED
Papaya Growth Opportunity Corp. I Class A Common Stock
PPYA
$1.04M 0.07%
+97,616
New +$1.04M
DIST
143
DELISTED
Distoken Acquisition Corp
DIST
$1.04M 0.07%
+98,669
New +$1.03M
CUK
144
DELISTED
Carnival PLC
CUK
$986K 0.07%
80,529
-219,471
-73% -$3.29M
PORT
145
DELISTED
Southport Acquisition Corporation
PORT
$969K 0.07%
+91,732
New +$966K
GLST
146
DELISTED
Global Star Acquisition, Inc. Class A Common Stock
GLST
$928K 0.06%
87,382
+68,325
+359% +$720K
FORL
147
DELISTED
Four Leaf Acquisition Corp
FORL
$890K 0.06%
84,898
-3,016
-3% -$31.4K
TGI
148
DELISTED
Triumph Group
TGI
$881K 0.06%
+115,000
New +$1.12M
RCFA
149
DELISTED
Perception Capital Corp. IV
RCFA
$871K 0.06%
+79,616
New +$865K
TMTC
150
DELISTED
TMT Acquisition Corp Ordinary Shares
TMTC
$820K 0.06%
+78,551
New +$814K
4 5
6
7 8

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.