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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$851M
AUM Growth
-$105M
Cap. Flow
+$44.2M
Cap. Flow %
5.19%
Top 10 Hldgs %
47.53%
Holding
835
New
170
Increased
157
Reduced
172
Closed
270

Top Buys

Rank Stock Value
1
KVSC
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
+$24.3M
2
STOK icon
Stoke Therapeutics
STOK
+$22.8M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$22.1M
4
SCPH
scPharmaceuticals
SCPH
+$20.6M
5
AAC
Ares Acquisition Corporation
AAC
+$13.3M

Top Sells

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.8M
2
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$25.2M
3
CTLP
Cantaloupe
CTLP
+$12.3M
4
INVZ icon
Innoviz Technologies
INVZ
+$10.9M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$8.76M

Sector Composition

Rank Sector Weight
1 Healthcare 38.46%
2 Financials 25.66%
3 Materials 12.69%
4 Consumer Discretionary 4.54%
5 Technology 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FATP
126
DELISTED
Fat Projects Acquisition Corp Class A Ordinary Share
FATP
$418K 0.05%
+40,000
New +$414K
PRLH
127
DELISTED
Pearl Holdings Acquisition Corp Class A Ordinary Shares
PRLH
$386K 0.05%
+37,008
New +$383K
ENER
128
DELISTED
Accretion Acquisition Corp
ENER
$372K 0.04%
+36,090
New +$368K
TALKW
129
DELISTED
Talkspace Inc Warrant
TALKW
$351K 0.04%
3,984,754
+711,940
+22% +$81.4K
BSLK
130
DELISTED
Bolt Projects Holdings
BSLK
$341K 0.04%
+1,686
New +$341K
AOGO
131
DELISTED
Arogo Capital Acquisition Corp. Class A Common Stock
AOGO
$328K 0.04%
+31,400
New +$323K
GCTS.WS
132
GCT Semiconductor Holding Warrants
GCTS.WS
$18.3M
$320K 0.04%
2,910,216
+240,438
+9% +$16.4K
FOA.WS
133
DELISTED
Finance of America Companies Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
FOA.WS
$312K 0.04%
2,831,820
+152,059
+6% +$21.4K
CHAA
134
DELISTED
Catcha Investment Corp
CHAA
$289K 0.03%
+28,211
New +$287K
TBLAW
135
DELISTED
Taboola.com Ltd Warrant
TBLAW
$286K 0.03%
697,500
– –
DMAQR
136
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
$285K 0.03%
1,965,830
-236,838
-11% -$24K
ARTE
137
DELISTED
Artemis Strategic Investment Corporation Class A Common Stock
ARTE
$266K 0.03%
+25,689
New +$264K
ALCE
138
DELISTED
Alternus Clean Energy Inc
ALCE
$263K 0.03%
+1,024
New +$261K
CCAI
139
DELISTED
Cascadia Acquisition Corp. Class A Common Stock
CCAI
$259K 0.03%
+25,000
New +$258K
CFFS
140
DELISTED
CF Acquisition Corp. VII Class A Common Stock
CFFS
$258K 0.03%
+24,955
New +$256K
SCPL
141
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$254K 0.03%
15,000
-1,536,246
-99% -$25.2M
MNK
142
DELISTED
Mallinckrodt plc
MNK
$250K 0.03%
34,357
-6,968
-17% -$55.8K
BWACW
143
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$250K 0.03%
2,263,880
-503,666
-18% -$48.9K
SMH icon
144
CALL
VanEck Semiconductor ETF
SMH
$70.6B
$248K 0.03%
+40,600
New +$4.87M
TRTL
145
DELISTED
TortoiseEcofin Acquisition Corp. III
TRTL
$243K 0.03%
+23,818
New +$241K
MTVC
146
DELISTED
Motive Capital Corp II
MTVC
$238K 0.03%
+22,768
New +$235K
CDT icon
147
CDT Equity Inc
CDT
$1.94M
– –
0
– –
HCNE
148
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$229K 0.03%
+22,524
New +$227K
SMH icon
149
PUT
VanEck Semiconductor ETF
SMH
$70.6B
$228K 0.03%
+54,000
New +$6.47M
MRDB.WS
150
DELISTED
MariaDB plc Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50 per share
MRDB.WS
$225K 0.03%
928,603
+733,118
+375% +$239K
4 5
6
7 8

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen and Company held 835 positions worth $851M, down 11% from $956M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen and Company deployed $44.2M of net new capital in Q1 2023, opening 170 new positions and adding to 157 existing holdings. Its largest new stake was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 37% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was SciPlay Corporation Class A Common Stock, an estimated $25.2M trimmed.

  • Cowen and Company's largest Q1 2023 buy was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.
  • Cowen and Company added most to Stoke Therapeutics in Q1 2023, an estimated $22.8M increase.
  • Cowen and Company's biggest Q1 2023 reduction was SciPlay Corporation Class A Common Stock, cutting an estimated $25.2M.
  • Cowen and Company fully exited DCP Midstream, LP in Q1 2023, selling an estimated $58.8M.
  • Cowen and Company's ten largest holdings make up 48% of its $851M portfolio in Q1 2023.
  • Cowen and Company opened 170 new positions and closed 270 in Q1 2023.
  • Cowen and Company's portfolio value fell 11% quarter-over-quarter to $851M.

Based on Cowen and Company's 13F filing for Q1 2023, filed 9 May 2023.