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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIG icon
126
CALL
Hartford Financial Services
HIG
$38.7B
$1.28M 0.06%
+230,000
New +$15.2M
ACII.U
127
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
$1.25M 0.06%
124,588
– –
WEBR
128
DELISTED
Weber Inc.
WEBR
$1.23M 0.06%
+70,000
New +$1.12M
RPG icon
129
Invesco S&P 500 Pure Growth ETF
RPG
$2.03B
$1.23M 0.06%
45,125
+13,275
+42% +$519K
VMW
130
PUT
DELISTED
VMware, Inc
VMW
$1.19M 0.06%
+98,300
New +$14.9M
RSP icon
131
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$1.15M 0.05%
25,965
+18,290
+238% +$2.8M
DBVT
132
DBV Technologies
DBVT
$897M
$1.12M 0.05%
22,887
– –
BNNRU
133
DELISTED
Banner Acquisition Corp. Units
BNNRU
$1.1M 0.05%
+110,950
New +$1.1M
SRPT icon
134
Sarepta Therapeutics
SRPT
$1.81B
$1.1M 0.05%
+11,901
New +$917K
MJ icon
135
Amplify Alternative Harvest ETF
MJ
$105M
$1.09M 0.05%
+6,325
New +$1.29M
TROX icon
136
Tronox
TROX
$993M
$1.08M 0.05%
+44,000
New +$904K
ABUS icon
137
Arbutus Biopharma
ABUS
$907M
$1.07M 0.05%
249,215
-216,102
-46% -$720K
COF icon
138
CALL
Capital One
COF
$134B
$1.06M 0.05%
53,900
– –
IPOD
139
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$1.01M 0.05%
100,000
+78,316
+361% +$789K
WBD icon
140
PUT
Warner Bros
WBD
$67.4B
$1.01M 0.05%
122,200
+22,100
+22% +$621K
SDACU
141
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$1.01M 0.05%
100,000
– –
TMPO
142
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$991K 0.05%
+100,000
New +$988K
VGII.U
143
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
$990K 0.05%
+100,000
New +$996K
PICC.U
144
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$988K 0.05%
+100,000
New +$991K
GSAQ
145
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
$980K 0.05%
100,000
-150,500
-60% -$1.47M
FCAX
146
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$978K 0.05%
+100,000
New +$976K
PRPC
147
DELISTED
CC Neuberger Principal Holdings III
PRPC
$977K 0.05%
100,000
– –
JWSM
148
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$976K 0.05%
100,000
– –
HCII
149
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$975K 0.05%
100,000
– –
HOOD icon
150
PUT
Robinhood
HOOD
$85B
$963K 0.05%
+121,800
New +$5.54M
4 5
6
7 8

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.