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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGCAU
126
DELISTED
NextGen Acquisition Corp. II Units
NGCAU
$1.23M 0.08%
+124,166
New +$1.22M
TBCPU
127
DELISTED
Thunder Bridge Capital Partners III Inc. Units
TBCPU
$1.21M 0.08%
+122,481
New +$1.25M
ARVL
128
DELISTED
Arrival Ordinary Shares
ARVL
$1.19M 0.08%
+1,486
New +$1.46M
VXX icon
129
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$146M
$1.15M 0.08%
1,575
+3
+0.2% +$3K
WBD icon
130
Warner Bros
WBD
$67.4B
$1.13M 0.08%
+25,962
New +$1.3M
ANDAU
131
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$1.13M 0.08%
92,157
– –
FITB
132
Fifth Third Bancorp
FITB
$51.8B
$1.11M 0.08%
29,707
+22,611
+319% +$767K
VLDR
133
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$1.07M 0.07%
+94,200
New +$1.77M
FTCV
134
DELISTED
FinTech Acquisition Corp. V Class A Common Stock
FTCV
$1.04M 0.07%
+92,940
New +$1.03M
HCII
135
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$1.02M 0.07%
+100,000
New +$986K
WFC icon
136
Wells Fargo
WFC
$265B
$1.02M 0.07%
+26,022
New +$921K
PDAC
137
DELISTED
Peridot Acquisition Corp.
PDAC
$995K 0.07%
+93,400
New +$1.1M
RBOT
138
DELISTED
Vicarious Surgical
RBOT
$994K 0.07%
+3,333
New +$1.02M
QS icon
139
PUT
QuantumScape Corp
QS
$3.81B
$993K 0.07%
28,500
-25,500
-47% -$1.34M
TRIT
140
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$991K 0.07%
+144,095
New +$1.17M
NIR
141
DELISTED
Near Intelligence, Inc. Common Stock
NIR
$973K 0.07%
+100,000
New +$979K
PNTM
142
DELISTED
Pontem Corporation
PNTM
$968K 0.07%
+100,000
New +$974K
KAHC.U
143
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$948K 0.07%
+94,746
New +$949K
TMC icon
144
TMC The Metals Company
TMC
$1.92B
$944K 0.06%
+95,099
New +$1.03M
HYZN
145
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$922K 0.06%
+1,758
New +$1.1M
RMGB
146
DELISTED
RMG Acquisition Corp. II Class A Ordinary Shares
RMGB
$915K 0.06%
+91,365
New +$987K
ZION icon
147
Zions Bancorporation
ZION
$10.3B
$902K 0.06%
16,417
+3,076
+23% +$158K
RL icon
148
Ralph Lauren
RL
$24.2B
$846K 0.06%
+6,867
New +$783K
GFX
149
DELISTED
Golden Falcon Acquisition Corp.
GFX
$831K 0.06%
+85,956
New +$858K
CHFW.U
150
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
$826K 0.06%
84,653
+34,653
+69% +$371K
4 5
6
7 8

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.