We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMA
126
DELISTED
Comerica
CMA
$495K 0.04%
+6,897
New +$473K
IMVTW
127
DELISTED
Immunovant, Inc. Warrants expiring 12/18/2024
IMVTW
$490K 0.04%
+245,198
New +$497K
FIT
128
CALL
DELISTED
Fitbit, Inc. Class A common stock
FIT
$485K 0.04%
+2,547,100
New +$14.9M
TSEM icon
129
Tower Semiconductor
TSEM
$28.5B
$481K 0.04%
19,987
+6,272
+46% +$141K
LCAHU
130
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$473K 0.04%
46,684
+7,644
+20% +$77K
NPAUU
131
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$472K 0.04%
45,892
-66,975
-59% -$680K
CGC
132
PUT
Canopy Growth
CGC
$410M
$458K 0.04%
+10,000
New +$1.98M
S
133
PUT
DELISTED
Sprint Corporation
S
$457K 0.04%
604,500
+403,000
+200% +$2.36M
SCTL
134
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$442K 0.04%
+24,134
New +$347K
MVST icon
135
Microvast
MVST
$302M
$435K 0.04%
+43,700
New +$433K
CCH.WS
136
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
$427K 0.04%
+307,048
New +$417K
INST
137
DELISTED
Instructure, Inc.
INST
$422K 0.04%
+8,759
New +$411K
SPY icon
138
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$415K 0.04%
+500,100
New +$154M
HPK icon
139
HighPeak Energy
HPK
$910M
$408K 0.04%
+39,323
New +$405K
SRPT icon
140
Sarepta Therapeutics
SRPT
$1.77B
$406K 0.04%
+3,145
New +$317K
AUY
141
DELISTED
Yamana Gold, Inc.
AUY
$405K 0.04%
+102,500
New +$360K
BABA icon
142
CALL
Alibaba
BABA
$308B
$402K 0.03%
+10,000
New +$1.88M
FTACW
143
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
$399K 0.03%
290,699
+190,735
+191% +$257K
CPS icon
144
Cooper-Standard Automotive
CPS
$558M
$388K 0.03%
+11,699
New +$379K
EQOS
145
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$376K 0.03%
37,480
-44,261
-54% -$442K
TRGP icon
146
PUT
Targa Resources
TRGP
$55.1B
$366K 0.03%
181,500
-10,500
-5% -$407K
AXSM icon
147
Axsome Therapeutics
AXSM
$10.9B
$365K 0.03%
+3,536
New +$143K
FORR icon
148
Forrester Research
FORR
$224M
$365K 0.03%
+8,764
New +$327K
TELL
149
DELISTED
Tellurian Inc.
TELL
$364K 0.03%
+50,000
New +$381K
TLRY icon
150
CALL
Tilray
TLRY
$622M
$363K 0.03%
+20,640
New +$4.27M
4 5
6
7 8

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.