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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APLS
101
DELISTED
Apellis Pharmaceuticals
APLS
$1.91M 0.09%
57,889
+50,133
+646% +$2.82M
NAAC
102
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
$1.9M 0.09%
+194,938
New +$1.89M
BEPC icon
103
Brookfield Renewable
BEPC
$6.17B
$1.86M 0.09%
+47,994
New +$2.01M
VLN icon
104
Valens Semiconductor
VLN
$181M
$1.85M 0.09%
+249,849
New +$1.85M
XPOA
105
DELISTED
DPCM Capital, Inc.
XPOA
$1.81M 0.09%
185,153
-37,421
-17% -$366K
UTHR icon
106
United Therapeutics
UTHR
$22.7B
$1.8M 0.09%
+9,780
New +$1.93M
AMD icon
107
PUT
Advanced Micro Devices
AMD
$767B
$1.77M 0.08%
+235,000
New +$24M
FSSI
108
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
$1.71M 0.08%
175,000
– –
MRNA icon
109
PUT
Moderna
MRNA
$23.9B
$1.67M 0.08%
+13,100
New +$4.83M
SNAX
110
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$1.61M 0.08%
20,117
+6,451
+47% +$736K
HAIN icon
111
Hain Celestial
HAIN
$53.4M
$1.6M 0.08%
+37,369
New +$1.48M
TGT icon
112
PUT
Target
TGT
$69B
$1.6M 0.08%
+36,000
New +$9.02M
RMGC
113
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$1.57M 0.07%
160,900
– –
LYV icon
114
Live Nation Entertainment
LYV
$43B
$1.54M 0.07%
+16,934
New +$1.43M
RGTI icon
115
Rigetti Computing
RGTI
$5.89B
$1.54M 0.07%
+157,319
New +$1.53M
BBL
116
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$1.52M 0.07%
+30,000
New +$1.8M
AWAY icon
117
Amplify Travel Tech ETF
AWAY
$32.3M
$1.5M 0.07%
52,914
-11,201
-17% -$305K
OXY icon
118
CALL
Occidental Petroleum
OXY
$58.6B
$1.49M 0.07%
160,000
– –
LEAP.U
119
DELISTED
Ribbit LEAP, Ltd. Units, each consisting of one Class A Ordinary Share, and one fifth of one Warrant
LEAP.U
$1.4M 0.07%
+133,869
New +$1.42M
QQQ icon
120
PUT
Invesco QQQ Trust
QQQ
$479B
$1.4M 0.07%
+402,900
New +$148M
TBCH
121
Turtle Beach Corp
TBCH
$251M
$1.39M 0.07%
+50,000
New +$1.46M
ENPC
122
DELISTED
Executive Network Partnering Corporation
ENPC
$1.38M 0.07%
+139,986
New +$1.36M
BEEM icon
123
Beam Global
BEEM
$25.3M
$1.37M 0.06%
50,000
+20,000
+67% +$595K
ASHR icon
124
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.59B
$1.36M 0.06%
+35,692
New +$1.38M
TBLAW
125
DELISTED
Taboola.com Ltd Warrant
TBLAW
$1.29M 0.06%
697,500
– –
3 4
5
6 7

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
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CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.