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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDACU
101
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$1.49M 0.1%
+150,000
New +$1.57M
LCID icon
102
PUT
Lucid Motors
LCID
$2.6B
$1.46M 0.1%
+2,500
New +$668K
FIRY
103
Firy Inc
FIRY
$164M
$1.46M 0.1%
+3,825
New +$2.2M
BPYU
104
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$1.45M 0.1%
80,885
-74,525
-48% -$1.32M
UPST icon
105
PUT
Upstart Holdings
UPST
$2.94B
$1.42M 0.1%
+50,400
New +$3.86M
DBVT
106
DBV Technologies
DBVT
$897M
$1.41M 0.1%
26,490
-10,321
-28% -$547K
RSP icon
107
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$1.41M 0.1%
26,600
+16,650
+167% +$2.25M
RCOR
108
DELISTED
Renovacor, Inc.
RCOR
$1.4M 0.1%
+138,896
New +$1.44M
IMPX
109
DELISTED
AEA-Bridges Impact Corp
IMPX
$1.39M 0.1%
+142,000
New +$1.49M
RXRAU
110
DELISTED
RXR Acquisition Corp. Units
RXRAU
$1.38M 0.1%
+140,474
New +$1.4M
RVLV icon
111
Revolve Group
RVLV
$1.73B
$1.38M 0.09%
+30,727
New +$1.25M
FCX icon
112
Freeport-McMoran
FCX
$98.7B
$1.36M 0.09%
41,315
-167,090
-80% -$5.42M
OXY icon
113
CALL
Occidental Petroleum
OXY
$58.6B
$1.35M 0.09%
160,000
– –
OMEG
114
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$1.31M 0.09%
+131,955
New +$1.37M
XRT icon
115
State Street SPDR S&P Retail ETF
XRT
$652M
$1.3M 0.09%
+14,558
New +$1.18M
APHA
116
DELISTED
Aphria Inc. Common Shares
APHA
$1.3M 0.09%
+70,713
New +$1.15M
ORGN
117
DELISTED
Origin Materials
ORGN
$1.29M 0.09%
+4,269
New +$1.41M
DXCM icon
118
DexCom
DXCM
$33.1B
$1.28M 0.09%
+14,284
New +$1.34M
BAC icon
119
CALL
Bank of America
BAC
$447B
$1.27M 0.09%
199,000
-113,200
-36% -$3.91M
RPG icon
120
Invesco S&P 500 Pure Growth ETF
RPG
$2.03B
$1.25M 0.09%
51,875
+5,625
+12% +$186K
SKIL icon
121
Skillsoft
SKIL
$83.5M
$1.25M 0.09%
+6,250
New +$1.28M
QS icon
122
QuantumScape Corp
QS
$3.81B
$1.25M 0.09%
+27,887
New +$1.46M
VRTX icon
123
Vertex Pharmaceuticals
VRTX
$133B
$1.24M 0.09%
5,773
+1,583
+38% +$348K
FIRY
124
PUT
Firy Inc
FIRY
$164M
$1.24M 0.08%
+3,825
New +$2.2M
MESO
125
Mesoblast
MESO
$2.16B
$1.23M 0.08%
74,500
-25,000
-25% -$472K
3 4
5
6 7

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.