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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$507M
Cap. Flow
+$424M
Cap. Flow %
37.86%
Top 10 Hldgs %
69.37%
Holding
669
New
238
Increased
59
Reduced
66
Closed
278

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$112M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$111M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$68.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$49.8M

Top Sells

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$40M
2
ALBO
Albireo Pharma Inc
ALBO
+$20M
3
AVPT icon
AvePoint
AVPT
+$14.5M
4
MCD icon
McDonald's
MCD
+$10.2M
5
CMRC
Commerce.com Inc Series 1
CMRC
+$5.84M

Sector Composition

Rank Sector Weight
1 Financials 8.86%
2 Healthcare 4.92%
3 Technology 4.04%
4 Communication Services 3.4%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
101
CALL
Walt Disney
DIS
$178B
$672K 0.06%
+81,000
New +$11.6M
QURE icon
102
uniQure
QURE
$3.2B
$643K 0.06%
17,799
+2,054
+13% +$86.6K
FAST icon
103
CALL
Fastenal
FAST
$59.8B
$622K 0.06%
80,000
– –
PANA.U
104
DELISTED
Panacea Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third
PANA.U
$622K 0.06%
48,750
-167,908
-77% -$1.85M
LFTR
105
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
$613K 0.05%
+59,253
New +$613K
ZION icon
106
Zions Bancorporation
ZION
$10.3B
$580K 0.05%
+13,341
New +$493K
HECCU
107
DELISTED
Hudson Executive Investment Corp. Units
HECCU
$571K 0.05%
+50,093
New +$525K
OXY icon
108
CALL
Occidental Petroleum
OXY
$58.6B
$565K 0.05%
+160,000
New +$2.19M
CRHC.U
109
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$538K 0.05%
50,000
-16,973
-25% -$173K
MP icon
110
PUT
MP Materials
MP
$9.73B
$524K 0.05%
+90,300
New +$1.75M
CHFW.U
111
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
$524K 0.05%
+50,000
New +$511K
HZAC
112
DELISTED
Horizon Acquisition Corporation
HZAC
$501K 0.04%
+50,000
New +$501K
ZGYH
113
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
$496K 0.04%
+49,896
New +$495K
LL
114
CALL
DELISTED
LL Flooring Holdings, Inc.
LL
$495K 0.04%
23,700
– –
GOEV
115
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$494K 0.04%
+78
New +$461K
YAC
116
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$491K 0.04%
48,616
+38,453
+378% +$382K
FRX.U
117
DELISTED
Forest Road Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-th
FRX.U
$473K 0.04%
+45,000
New +$465K
ACIA
118
CALL
DELISTED
Acacia Communications Inc
ACIA
$452K 0.04%
67,500
+29,900
+80% +$2.07M
C icon
119
Citigroup
C
$227B
$450K 0.04%
+7,295
New +$371K
SEDG icon
120
CALL
SolarEdge
SEDG
$1.98B
$448K 0.04%
+19,200
New +$5.31M
NUAN
121
DELISTED
Nuance Communications, Inc.
NUAN
$441K 0.04%
9,992
+1,811
+22% +$68.6K
MP icon
122
MP Materials
MP
$9.73B
$430K 0.04%
+13,361
New +$258K
MRTX
123
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$430K 0.04%
59,600
+54,300
+1,025% +$11.7M
COF icon
124
CALL
Capital One
COF
$134B
$428K 0.04%
26,900
+4,800
+22% +$408K
MCF
125
DELISTED
Contango Oil & Gas Co.
MCF
$412K 0.04%
180,000
– –
3 4
5
6 7

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PWLP
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FPCG
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Cowen and Company's Q4 2020 Portfolio in Review

As of Q4 2020, Cowen and Company held 669 positions worth $1.12B, up 83% from $613M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Cowen and Company deployed $424M of net new capital in Q4 2020, opening 238 new positions and adding to 59 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 8.4% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was McDonald's, an estimated $10.2M trimmed.

  • Cowen and Company's largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2020, an estimated $68.6M increase.
  • Cowen and Company's biggest Q4 2020 reduction was McDonald's, cutting an estimated $10.2M.
  • Cowen and Company fully exited Nikola Corporation Common Stock in Q4 2020, selling an estimated $40M.
  • Cowen and Company's ten largest holdings make up 69% of its $1.12B portfolio in Q4 2020.
  • Cowen and Company opened 238 new positions and closed 278 in Q4 2020.
  • Cowen and Company's portfolio value rose 83% quarter-over-quarter to $1.12B.

Based on Cowen and Company's 13F filing for Q4 2020, filed 8 Feb 2021.