CAC

Cowen and Company Portfolio holdings

AUM $2.9B
This Quarter Return
+4.71%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$565M
AUM Growth
+$565M
Cap. Flow
+$94.3M
Cap. Flow %
16.69%
Top 10 Hldgs %
57.13%
Holding
464
New
143
Increased
36
Reduced
68
Closed
118

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$62.1M
2
ALBO
Albireo Pharma, Inc. Common Stock
ALBO
$20M
3
AVPT icon
AvePoint
AVPT
$14.3M
4
STLA icon
Stellantis
STLA
$10.8M
5
MCD icon
McDonald's
MCD
$10.7M

Top Sells

1
CCL icon
Carnival Corp
CCL
$24.2M
2
BLU
BELLUS Health Inc.
BLU
$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
$12.1M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$5.75M

Sector Composition

1 Healthcare 15.16%
2 Consumer Discretionary 14.36%
3 Financials 9.07%
4 Technology 6.82%
5 Industrials 3.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPAQ.U
101
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$648K 0.11%
+40,102
New +$648K
INO icon
102
Inovio Pharmaceuticals
INO
$144M
$645K 0.11%
+55,600
New +$645K
THBR
103
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$643K 0.11%
63,058
-70,548
-53% -$719K
THCX
104
DELISTED
AXS Cannabis ETF
THCX
$622K 0.1%
75,000
– –
INVA icon
105
Innoviva
INVA
$1.32B
$619K 0.1%
+59,258
New +$619K
RPLA
106
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$588K 0.1%
+57,768
New +$588K
CLA.U
107
DELISTED
Colonnade Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one
CLA.U
$580K 0.09%
+58,200
New +$580K
QURE icon
108
uniQure
QURE
$954M
$580K 0.09%
+15,745
New +$580K
PDLI
109
DELISTED
PDL BioPharma, Inc.
PDLI
$567K 0.09%
180,000
-22,162
-11% -$69.8K
GWPH
110
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$567K 0.09%
+5,823
New +$567K
GRPN icon
111
Groupon
GRPN
$990M
$559K 0.09%
+27,400
New +$559K
LGVW.WS
112
DELISTED
Longview Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LGVW.WS
$556K 0.09%
+572,848
New +$556K
IPOC.U
113
DELISTED
Social Capital Hedosophia Holdings Corp. III Units, each consisting of one Class A ordinary share an
IPOC.U
$551K 0.09%
+40,101
New +$551K
SIRI icon
114
SiriusXM
SIRI
$7.92B
$550K 0.09%
+102,700
New +$550K
SNPR.U
115
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
$544K 0.09%
+50,000
New +$544K
KPLT icon
116
Katapult Holdings
KPLT
$91M
$541K 0.09%
+53,922
New +$541K
RMG.WS
117
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$528K 0.09%
246,594
+151,270
+159% +$324K
ADV icon
118
Advantage Solutions
ADV
$551M
$523K 0.09%
50,000
-67,658
-58% -$708K
FIIIU
119
DELISTED
Forum Merger III Corporation Units
FIIIU
$522K 0.09%
+50,000
New +$522K
CELU icon
120
Celularity
CELU
$61.1M
$510K 0.08%
+48,554
New +$510K
BTRSW
121
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$505K 0.08%
361,019
+239,957
+198% +$336K
AHACU
122
DELISTED
Alpha Healthcare Acquisition Corp. Unit
AHACU
$496K 0.08%
+50,000
New +$496K
JIH.WS
123
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$491K 0.08%
283,716
+196,175
+224% +$340K
PTK.U
124
DELISTED
PTK Acquisition Corp. Units, each consisting of one share of Common Stock, and one Warrant to acquir
PTK.U
$482K 0.08%
+47,332
New +$482K
CIIC
125
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
$473K 0.08%
+47,243
New +$473K
3 4
5
6 7