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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVRR icon
101
Fiverr
FVRR
$325M
$893K 0.15%
+12,101
New +$622K
GBT
102
DELISTED
Global Blood Therapeutics, Inc.
GBT
$862K 0.14%
+13,652
New +$936K
HTT
103
PUT
High Templar Tech Ltd
HTT
$391M
$861K 0.14%
304,800
– –
CGC
104
PUT
Canopy Growth
CGC
$403M
$854K 0.14%
19,310
+4,310
+29% +$698K
NKLA
105
PUT
DELISTED
Nikola Corporation Common Stock
NKLA
$841K 0.14%
1,320
-120
-8% -$116K
ASLE icon
106
AerSale
ASLE
$265M
$820K 0.14%
349,148
+79,617
+30% +$811K
UPH
107
DELISTED
UpHealth, Inc.
UPH
$819K 0.14%
+8,080
New +$809K
GHIVU
108
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
$775K 0.13%
+74,520
New +$765K
CZR icon
109
CALL
Caesars Entertainment
CZR
$6.15B
$773K 0.13%
218,700
+118,700
+119% +$3.29M
XLU icon
110
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$765K 0.13%
+27,128
New +$782K
M icon
111
Macy's
M
$6.72B
$764K 0.13%
+111,100
New +$684K
SAVE
112
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
$754K 0.13%
+101,700
New +$1.45M
THCX
113
DELISTED
AXS Cannabis ETF
THCX
$719K 0.12%
7,500
– –
CCH.WS
114
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
$718K 0.12%
220,820
-188,101
-46% -$453K
NAV
115
CALL
DELISTED
Navistar International
NAV
$717K 0.12%
+96,400
New +$2.29M
DLR icon
116
Digital Realty Trust
DLR
$70.8B
$708K 0.12%
+4,984
New +$706K
LSACU
117
DELISTED
LifeSci Acquisition Corp. Unit 1 COM & 1 WT
LSACU
$704K 0.12%
64,000
-1,175
-2% -$12K
VEDL
118
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$701K 0.12%
+125,000
New +$591K
RRR icon
119
Red Rock Resorts
RRR
$3.59B
$676K 0.11%
+62,005
New +$701K
F icon
120
Ford
F
$56.1B
$670K 0.11%
+110,193
New +$610K
SPRU icon
121
Spruce Power Holding Corp
SPRU
$40.6M
$619K 0.1%
+7,626
New +$609K
HTZ
122
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
$619K 0.1%
+792,300
New +$2.51M
MFG icon
123
Mizuho Financial
MFG
$127B
$618K 0.1%
250,000
-545,350
-69% -$1.29M
SOAC.U
124
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$610K 0.1%
+60,000
New +$597K
PDLI
125
DELISTED
PDL BioPharma, Inc.
PDLI
$588K 0.1%
+202,162
New +$639K
3 4
5
6 7

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Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.