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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNAGU
76
DELISTED
99 Acquisition Group Inc Unit
NNAGU
$3.38M 0.24%
+326,462
New +$3.35M
GOOGL icon
77
Alphabet (Google) Class A
GOOGL
$4.3T
$3.27M 0.23%
+25,000
New +$3.23M
BOCN
78
DELISTED
Blue Ocean Acquisition Corp Class A Ordinary Shares
BOCN
$3.19M 0.22%
297,481
+253,475
+576% +$2.7M
LCW
79
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
$3.15M 0.22%
295,917
+18,844
+7% +$199K
KWEB icon
80
KraneShares CSI China Internet ETF
KWEB
$5.6B
$3.15M 0.22%
115,000
-60,500
-34% -$1.72M
GRPN icon
81
Groupon
GRPN
$897M
$3.09M 0.22%
+201,595
New +$1.96M
SBXC
82
DELISTED
SilverBox Corp III
SBXC
$3.03M 0.21%
296,065
+193,430
+188% +$1.97M
KCGI
83
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
$2.85M 0.2%
269,765
-674,141
-71% -$7.13M
AERT
84
Aeries Technology
AERT
$40.2M
$2.81M 0.2%
33,191
+11,386
+52% +$958K
TLT icon
85
iShares 20+ Year Treasury Bond ETF
TLT
$40.7B
$2.8M 0.2%
31,600
-58,400
-65% -$5.61M
EVGR
86
DELISTED
Evergreen Corporation Class A Ordinary Share
EVGR
$2.8M 0.2%
255,283
+105,783
+71% +$1.15M
BREZ
87
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$2.79M 0.2%
250,000
– –
BOWN
88
DELISTED
Bowen Acquisition Corp
BOWN
$2.78M 0.19%
+272,576
New +$2.77M
ACRO
89
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
$2.73M 0.19%
265,758
+55,531
+26% +$566K
ZLS
90
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
$2.7M 0.19%
255,529
-400,943
-61% -$4.2M
AILE
91
DELISTED
iLearningEngines, Inc. Common Stock
AILE
$2.68M 0.19%
255,180
– –
KNSW
92
DELISTED
KnightSwan Acquisition Corporation
KNSW
$2.68M 0.19%
+254,644
New +$2.66M
TWOA
93
DELISTED
two
TWOA
$2.63M 0.18%
251,384
+79,705
+46% +$826K
HHLA
94
DELISTED
HH&L Acquisition Co.
HHLA
$2.61M 0.18%
246,000
+21,000
+9% +$221K
MBAC
95
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$2.61M 0.18%
251,179
+213,779
+572% +$2.21M
TARO
96
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$2.61M 0.18%
69,160
-1,446
-2% -$54.3K
CMCA
97
DELISTED
Capitalworks Emerging Markets Acquisition Corp Class A Ordinary Shares
CMCA
$2.57M 0.18%
237,654
+92,960
+64% +$997K
THCP
98
DELISTED
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
$2.56M 0.18%
+250,200
New +$2.55M
FRXB
99
DELISTED
Forest Road Acquisition Corp. II
FRXB
$2.4M 0.17%
232,021
-36,745
-14% -$377K
PARA
100
Banzai International
PARA
$5.54M
$2.38M 0.17%
+22
New +$2.31M
2 3
4
5 6

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CIP
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PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.