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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+17.7%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$956M
AUM Growth
-$88.9M
Cap. Flow
-$124M
Cap. Flow %
-13%
Top 10 Hldgs %
51.28%
Holding
904
New
257
Increased
162
Reduced
180
Closed
232

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.7M
2
IMVT icon
Immunovant
IMVT
+$15.7M
3
LL
LL Flooring Holdings, Inc.
LL
+$11.4M
4
ACET icon
Adicet Bio
ACET
+$10.9M
5
INVZ icon
Innoviz Technologies
INVZ
+$9.95M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$131M
2
IMCR icon
Immunocore
IMCR
+$34.1M
3
FTAI icon
FTAI Aviation
FTAI
+$28.1M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$20.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.4M

Sector Composition

Rank Sector Weight
1 Healthcare 36.98%
2 Financials 14.53%
3 Materials 10.99%
4 Energy 8.52%
5 Consumer Discretionary 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COIN icon
76
Coinbase
COIN
$39.2B
$1.29M 0.14%
36,475
+15,970
+78% +$841K
QFTA
77
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
$1.27M 0.13%
+126,148
New +$1.25M
HAL icon
78
Halliburton
HAL
$28B
$1.27M 0.13%
32,210
-19,746
-38% -$699K
BABA icon
79
Alibaba
BABA
$317B
$1.26M 0.13%
+14,302
New +$1.13M
IGAC
80
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$1.26M 0.13%
+125,000
New +$1.25M
QDRO
81
DELISTED
Quadro Acquisition One Corp. Class A Ordinary Shares
QDRO
$1.25M 0.13%
+123,567
New +$1.23M
WBD icon
82
Warner Bros
WBD
$67.4B
$1.16M 0.12%
122,200
– –
BLNK icon
83
Blink Charging
BLNK
$86.7M
$1.13M 0.12%
+103,000
New +$1.4M
C icon
84
PUT
Citigroup
C
$227B
$1.12M 0.12%
+65,100
New +$2.96M
EXAS
85
DELISTED
Exact Sciences
EXAS
$1.11M 0.12%
22,514
-48,644
-68% -$1.99M
IMUX icon
86
Immunic
IMUX
$192M
$1.11M 0.12%
79,102
-40,967
-34% -$1.12M
AAPL icon
87
Apple
AAPL
$4.5T
$1.07M 0.11%
8,246
+1,369
+20% +$196K
INVZW
88
DELISTED
Innoviz Technologies Warrant
INVZW
$1.05M 0.11%
721,715
– –
BOCNU
89
DELISTED
Blue Ocean Acquisition Corp Unit
BOCNU
$1.03M 0.11%
+100,000
New +$1.01M
LFAC
90
DELISTED
LF Capital Acquisition Corp. II Class A Common Stock
LFAC
$1.03M 0.11%
+100,000
New +$1.01M
ATMCU
91
DELISTED
AlphaTime Acquisition Corp Unit
ATMCU
$1.01M 0.11%
+100,000
New +$1.01M
PNTM.U
92
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$1.01M 0.11%
+100,000
New +$1M
CMBT
93
CMB.TECH NV
CMBT
$4.67B
$1.01M 0.11%
+59,201
New +$1.07M
MIT
94
DELISTED
Mason Industrial Technology, Inc.
MIT
$1.01M 0.11%
+100,700
New +$1M
BOAC.WS
95
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$945K 0.1%
5,906,238
+1,795,217
+44% +$228K
DMYS
96
DELISTED
dMY Technology Group, Inc. VI
DMYS
$888K 0.09%
88,392
– –
FHN icon
97
First Horizon
FHN
$12B
$881K 0.09%
35,949
-54,307
-60% -$1.32M
LVWR.WS icon
98
LiveWire Group Warrants
LVWR.WS
$6.66M
$875K 0.09%
3,182,694
+522,738
+20% +$185K
CTLP
99
PUT
DELISTED
Cantaloupe
CTLP
$852K 0.09%
+974,100
New +$3.45M
BWAY
100
Brainsway
BWAY
$615M
$852K 0.09%
690,002
-1,143,816
-62% -$1.57M
2 3
4
5 6

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen and Company held 904 positions worth $956M, down 8.5% from $1.05B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen and Company withdrew a net $124M in Q4 2022, closing 232 positions and reducing 180 holdings. Its most notable exit was ARK Innovation ETF, an estimated $131M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 34% a quarter earlier, followed by Financials and Materials.

Against the trend, Cowen and Company opened a new position in DCP Midstream, LP worth $58.8M.

  • Cowen and Company's largest Q4 2022 buy was DCP Midstream, LP: 1,516,562 shares worth $58.8M.
  • Cowen and Company added most to Adicet Bio in Q4 2022, an estimated $10.9M increase.
  • Cowen and Company's biggest Q4 2022 reduction was Immunocore, cutting an estimated $34.1M.
  • Cowen and Company fully exited ARK Innovation ETF in Q4 2022, selling an estimated $131M.
  • Cowen and Company's ten largest holdings make up 51% of its $956M portfolio in Q4 2022.
  • Cowen and Company opened 257 new positions and closed 232 in Q4 2022.
  • Cowen and Company's portfolio value fell 8.5% quarter-over-quarter to $956M.

Based on Cowen and Company's 13F filing for Q4 2022, filed 9 Feb 2023.