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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
76
CALL
Salesforce
CRM
$162B
$2.78M 0.13%
675,700
+630,700
+1,402% +$160M
HZAC
77
DELISTED
Horizon Acquisition Corporation
HZAC
$2.63M 0.12%
263,340
+213,340
+427% +$2.12M
TBLA icon
78
Taboola.com
TBLA
$1.12B
$2.58M 0.12%
305,301
– –
ARD
79
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$2.57M 0.12%
+100,985
New +$2.53M
APPH
80
DELISTED
AppHarvest, Inc. Common Stock
APPH
$2.56M 0.12%
391,943
– –
AZN icon
81
AstraZeneca
AZN
$251B
$2.55M 0.12%
+21,246
New +$2.47M
GM icon
82
General Motors
GM
$77.2B
$2.49M 0.12%
+47,173
New +$2.51M
CRM icon
83
PUT
Salesforce
CRM
$162B
$2.45M 0.12%
180,400
+170,400
+1,704% +$43.3M
MACU
84
DELISTED
Mallard Acquisition Corp. Common stock
MACU
$2.42M 0.11%
242,604
– –
AMD icon
85
Advanced Micro Devices
AMD
$767B
$2.38M 0.11%
+23,146
New +$2.37M
SWCH
86
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$2.27M 0.11%
89,409
-264,971
-75% -$6.22M
PRQR icon
87
ProQR Therapeutics
PRQR
$255M
$2.23M 0.11%
266,661
– –
BMY icon
88
Bristol-Myers Squibb
BMY
$132B
$2.15M 0.1%
+36,313
New +$2.39M
REE
89
DELISTED
REE Automotive
REE
$2.15M 0.1%
+15,753
New +$3.69M
IPOF
90
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$2.14M 0.1%
+211,246
New +$2.12M
FIVN icon
91
FIVE9
FIVN
$2.58B
$2.13M 0.1%
+13,342
New +$2.43M
FCX icon
92
Freeport-McMoran
FCX
$98.7B
$2.1M 0.1%
64,517
+17,018
+36% +$599K
SDST
93
Stardust Power Inc
SDST
$7.27M
$2.09M 0.1%
21,522
+8,912
+71% +$866K
FOXA icon
94
Fox Class A
FOXA
$26.6B
$2.08M 0.1%
51,722
+33,911
+190% +$1.25M
CFIV
95
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$2.06M 0.1%
211,914
– –
SWCH
96
CALL
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$2.05M 0.1%
194,900
+192,600
+8,374% +$4.52M
PARA
97
Banzai International
PARA
$5.5M
$1.97M 0.09%
20
– –
NOAC
98
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$1.96M 0.09%
200,000
– –
TSIB
99
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$1.96M 0.09%
200,000
-40,585
-17% -$397K
FXI icon
100
iShares China Large-Cap ETF
FXI
$4.35B
$1.92M 0.09%
49,347
-66,536
-57% -$2.75M
2 3
4
5 6

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CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.