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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOAC
76
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$1.96M 0.13%
+200,000
New +$2.11M
AMC icon
77
AMC Entertainment Holdings
AMC
$2.16B
$1.96M 0.13%
+19,145
New +$1.46M
SEAH
78
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$1.95M 0.13%
200,000
+50,000
+33% +$511K
ARBG
79
DELISTED
Aequi Acquisition Corp
ARBG
$1.95M 0.13%
+201,538
New +$2.04M
GWPH
80
CALL
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$1.92M 0.13%
39,300
+1,800
+5% +$338K
BWAC
81
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$1.91M 0.13%
+191,500
New +$1.97M
PRQR icon
82
ProQR Therapeutics
PRQR
$255M
$1.89M 0.13%
285,696
– –
TLRY icon
83
CALL
Tilray
TLRY
$602M
$1.88M 0.13%
28,820
-6,440
-18% -$1.51M
GWH icon
84
ESS Tech
GWH
$17.1M
$1.87M 0.13%
+12,733
New +$1.98M
SWCH
85
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$1.83M 0.13%
112,870
+88,095
+356% +$1.47M
GNLN icon
86
Greenlane Holdings
GNLN
$1.23M
– –
0
– –
LAZR
87
PUT
DELISTED
Luminar Technologies
LAZR
$1.78M 0.12%
10,000
+8,000
+400% +$3.62M
SOFI icon
88
SoFi Technologies
SOFI
$23.4B
$1.75M 0.12%
+102,100
New +$2.02M
ONC
89
CALL
BeOne Medicines Ltd
ONC
$40.6B
$1.75M 0.12%
11,800
-2,100
-15% -$695K
CTAC
90
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
$1.73M 0.12%
+175,000
New +$1.82M
TLRY icon
91
Tilray
TLRY
$602M
$1.71M 0.12%
7,504
-4,222
-36% -$990K
AMPS
92
DELISTED
Altus Power
AMPS
$1.71M 0.12%
+175,000
New +$1.78M
EPWR
93
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
$1.7M 0.12%
+175,324
New +$1.71M
XLY icon
94
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$1.68M 0.12%
+19,928
New +$1.66M
TECH icon
95
Bio-Techne
TECH
$11.2B
$1.67M 0.11%
+17,456
New +$1.59M
ABUS icon
96
Arbutus Biopharma
ABUS
$907M
$1.62M 0.11%
486,717
+21,400
+5% +$82.6K
IACA.WS
97
DELISTED
ION Acquisition Corp 1 Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
IACA.WS
$1.58M 0.11%
697,500
– –
MSPR
98
DELISTED
MSP Recovery Inc
MSPR
$1.56M 0.11%
+36
New +$1.61M
JWSM.U
99
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$1.52M 0.1%
+150,000
New +$1.57M
PNTM.U
100
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$1.51M 0.1%
+152,851
New +$1.58M
2 3
4
5 6

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.