CAC

Cowen and Company Portfolio holdings

AUM $2.9B
This Quarter Return
+4.71%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$565M
AUM Growth
+$565M
Cap. Flow
+$94.3M
Cap. Flow %
16.69%
Top 10 Hldgs %
57.13%
Holding
464
New
143
Increased
36
Reduced
68
Closed
118

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$62.1M
2
ALBO
Albireo Pharma, Inc. Common Stock
ALBO
$20M
3
AVPT icon
AvePoint
AVPT
$14.3M
4
STLA icon
Stellantis
STLA
$10.8M
5
MCD icon
McDonald's
MCD
$10.7M

Top Sells

1
CCL icon
Carnival Corp
CCL
$24.2M
2
BLU
BELLUS Health Inc.
BLU
$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
$12.1M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$5.75M

Sector Composition

1 Healthcare 15.16%
2 Consumer Discretionary 14.36%
3 Financials 9.07%
4 Technology 6.82%
5 Industrials 3.57%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MRK icon
76
Merck
MRK
$210B
$1.03M 0.17%
+12,381
New +$1.03M
GME icon
77
GameStop
GME
$10.2B
$1.02M 0.17%
+100,000
New +$1.02M
TLMD
78
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$1.02M 0.17%
100,000
-73,105
-42% -$742K
ANDAU
79
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$1.01M 0.17%
92,157
– –
CHPM
80
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$1.01M 0.17%
99,171
+76,431
+336% +$779K
TCO
81
DELISTED
Taubman Centers Inc.
TCO
$999K 0.16%
+30,000
New +$999K
ACEVU
82
DELISTED
ACE Convergence Acquisition Corp. Unit
ACEVU
$998K 0.16%
+97,400
New +$998K
MUFG icon
83
Mitsubishi UFJ Financial
MUFG
$171B
$943K 0.15%
235,213
-200,000
-46% -$802K
KODK icon
84
Kodak
KODK
$465M
$906K 0.15%
+102,700
New +$906K
DMTK
85
DELISTED
DermTech, Inc. Common Stock
DMTK
$814K 0.13%
68,125
– –
UK icon
86
Ucommune International
UK
$2.2M
$814K 0.13%
80,000
-200,000
-71% -$2.04M
ASTS icon
87
AST SpaceMobile
ASTS
$12.2B
$795K 0.13%
+78,922
New +$795K
VINC
88
DELISTED
Vincerx Pharma, Inc. Common Stock
VINC
$794K 0.13%
+64,000
New +$794K
RBAC.U
89
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
$793K 0.13%
+75,000
New +$793K
HZAC.U
90
DELISTED
Horizon Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
HZAC.U
$780K 0.13%
+75,000
New +$780K
PRPB.U
91
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$775K 0.13%
+75,000
New +$775K
RIDE
92
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$773K 0.13%
+30,000
New +$773K
YAC.U
93
DELISTED
Yucaipa Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
YAC.U
$765K 0.12%
+75,000
New +$765K
GNLN icon
94
Greenlane Holdings
GNLN
$4.66M
$755K 0.12%
336,686
– -$1.34M
PFE icon
95
Pfizer
PFE
$141B
$734K 0.12%
+20,000
New +$734K
HOLUU
96
DELISTED
Holicity Inc. Unit
HOLUU
$727K 0.12%
+70,200
New +$727K
IPOB.U
97
DELISTED
Social Capital Hedosophia Holdings Corp. II Units, each consisting of one Class A ordinary share and
IPOB.U
$706K 0.12%
+33,885
New +$706K
MRTX
98
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$681K 0.11%
+4,101
New +$681K
CRHC.U
99
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$676K 0.11%
+66,973
New +$676K
NGA.U
100
DELISTED
Northern Genesis Acquisition Corp. Units, each consisting of one share of common stock and one-half
NGA.U
$674K 0.11%
+67,500
New +$674K
2 3
4
5 6