We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-16.31%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$435M
AUM Growth
-$716M
Cap. Flow
-$763M
Cap. Flow %
-175.1%
Top 10 Hldgs %
44.16%
Holding
647
New
200
Increased
86
Reduced
96
Closed
246

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$28M
2
MTCH icon
Match Group
MTCH
+$22.1M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.2M
4
AVDL
Avadel Pharmaceuticals
AVDL
+$11.7M
5
ABUS icon
Arbutus Biopharma
ABUS
+$9.21M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$238M
2
AAPL icon
Apple
AAPL
+$158M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$77M
4
FRC
First Republic Bank
FRC
+$42.3M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$37.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.59%
2 Financials 12.01%
3 Communication Services 5.9%
4 Energy 5.73%
5 Consumer Discretionary 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMYT.U
76
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
$1.17M 0.27%
+118,900
New +$1.19M
SEGG
77
Sports Entertainment Gaming Global Corp
SEGG
$8.21M
$1.16M 0.27%
77
+64
+492% +$945K
LATN
78
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$1.16M 0.27%
118,395
-21,530
-15% -$212K
OXY icon
79
PUT
Occidental Petroleum
OXY
$59B
$1.11M 0.25%
+1,000,000
New +$32.8M
FSRVU
80
DELISTED
FinServ Acquisition Corp. Unit, 1 Com, 1/2 Wt.
FSRVU
$1.08M 0.25%
107,653
+97,295
+939% +$1.01M
IBTX
81
DELISTED
Independent Bank Group, Inc.
IBTX
$1.08M 0.25%
+45,775
New +$2.1M
HIMS icon
82
Hims & Hers Health
HIMS
$7.21B
$1.08M 0.25%
+107,762
New +$1.07M
PTON icon
83
Peloton Interactive
PTON
$2.43B
$1.07M 0.25%
40,277
-37,123
-48% -$1.03M
SMH icon
84
VanEck Semiconductor ETF
SMH
$71.1B
$1.06M 0.24%
18,032
-24,112
-57% -$1.63M
CZR
85
PUT
DELISTED
Caesars Entertainment Corporation
CZR
$1.05M 0.24%
+739,000
New +$8.69M
NPAUU
86
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$1.03M 0.24%
100,000
+54,108
+118% +$558K
QDEL icon
87
QuidelOrtho
QDEL
$918M
$1.01M 0.23%
+10,324
New +$835K
BWA icon
88
BorgWarner
BWA
$14.3B
$1.01M 0.23%
+46,965
New +$1.36M
IONS icon
89
Ionis Pharmaceuticals
IONS
$9.35B
$983K 0.23%
+20,797
New +$1.16M
GRNVU
90
DELISTED
GreenVision Acquisition Corp Unit
GRNVU
$977K 0.22%
98,212
+8,815
+10% +$90.1K
PCG icon
91
CALL
PG&E
PCG
$37.6B
$957K 0.22%
787,500
+696,300
+763% +$9.25M
SHPW
92
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$942K 0.22%
+12,163
New +$955K
ANDAU
93
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$937K 0.22%
92,157
– –
AGBA
94
DELISTED
AGBA Acquisition Ltd
AGBA
$906K 0.21%
+89,750
New +$906K
TECD
95
PUT
DELISTED
Tech Data Corp
TECD
$896K 0.21%
+262,800
New +$36.4M
AMRN
96
Amarin Corp
AMRN
$301M
$880K 0.2%
11,000
+2,897
+36% +$962K
CLF icon
97
PUT
Cleveland-Cliffs
CLF
$7.29B
$878K 0.2%
264,000
-736,000
-74% -$4.63M
SPCE icon
98
Virgin Galactic
SPCE
$493M
$854K 0.2%
+2,890
New +$1.1M
KSS icon
99
Kohl's
KSS
$2.1B
$827K 0.19%
56,701
+54,201
+2,168% +$2.03M
ORSNU
100
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
$816K 0.19%
+80,000
New +$812K
2 3
4
5 6

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2020 Portfolio in Review

As of Q1 2020, Cowen and Company held 647 positions worth $435M, down 62% from $1.15B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Cowen and Company withdrew a net $763M in Q1 2020, closing 246 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $158M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 4.9% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Cowen and Company opened a new position in Match Group worth $19.8M.

  • Cowen and Company's largest Q1 2020 buy was Match Group: 300,000 shares worth $19.8M.
  • Cowen and Company added most to ExxonMobil in Q1 2020, an estimated $28M increase.
  • Cowen and Company's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $238M.
  • Cowen and Company fully exited Apple in Q1 2020, selling an estimated $158M.
  • Cowen and Company's ten largest holdings make up 44% of its $435M portfolio in Q1 2020.
  • Cowen and Company opened 200 new positions and closed 246 in Q1 2020.
  • Cowen and Company's portfolio value fell 62% quarter-over-quarter to $435M.

Based on Cowen and Company's 13F filing for Q1 2020, filed 11 May 2020.