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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-2.91%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$394M
AUM Growth
–
Cap. Flow
+$923M
Cap. Flow %
234.23%
Top 10 Hldgs %
47.92%
Holding
448
New
446
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$70M
2
ZM icon
Zoom
ZM
+$38.9M
3
CRWD icon
CrowdStrike
CRWD
+$24M
4
BYND icon
Beyond Meat
BYND
+$18.9M
5
NKLA
Nikola Corporation Common Stock
NKLA
+$12.1M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 28.08%
2 Technology 20%
3 Consumer Discretionary 7.92%
4 Consumer Staples 6.17%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGIO icon
76
Agios Pharmaceuticals
AGIO
$1.93B
$902K 0.23%
+27,852
New +$1.15M
REED
77
DELISTED
Reeds, Inc. Common Stock
REED
$898K 0.23%
+13,816
New +$1.71M
BBBY
78
PUT
Bed Bath & Beyond
BBBY
$442M
$875K 0.22%
+89,843
New +$1.23M
HST icon
79
Host Hotels & Resorts
HST
$16B
$865K 0.22%
+50,000
New +$854K
VRT icon
80
Vertiv
VRT
$105B
$862K 0.22%
+84,461
New +$862K
THBRU
81
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$850K 0.22%
+83,491
New +$845K
TLRY icon
82
PUT
Tilray
TLRY
$622M
$840K 0.21%
+3,960
New +$1.44M
EQOS
83
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$817K 0.21%
+81,741
New +$814K
TWOU
84
DELISTED
2U Inc
TWOU
$792K 0.2%
+1,621
New +$1.16M
AVP
85
CALL
DELISTED
Avon Products, Inc.
AVP
$786K 0.2%
+652,800
New +$2.76M
TRGP icon
86
PUT
Targa Resources
TRGP
$55.1B
$770K 0.2%
+192,000
New +$7.33M
CRWD icon
87
PUT
CrowdStrike
CRWD
$218B
$732K 0.19%
+208,400
New +$4.14M
CROX icon
88
Crocs
CROX
$6.55B
$730K 0.19%
+26,310
New +$637K
BBBY
89
Bed Bath & Beyond
BBBY
$442M
$715K 0.18%
+89,843
New +$1.23M
SPRU icon
90
Spruce Power Holding Corp
SPRU
$39.9M
$712K 0.18%
+9,007
New +$709K
LACQU
91
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$690K 0.18%
+64,711
New +$682K
TSN icon
92
Tyson Foods
TSN
$20.4B
$676K 0.17%
+7,845
New +$667K
HTZ
93
DELISTED
Hertz Global Holdings, Inc.
HTZ
$663K 0.17%
+47,900
New +$675K
GDX icon
94
PUT
VanEck Gold Miners ETF
GDX
$27.4B
$648K 0.16%
+324,900
New +$9.09M
LKQ icon
95
LKQ Corp
LKQ
$6.29B
$633K 0.16%
+20,136
New +$551K
LH icon
96
CALL
Labcorp
LH
$25.9B
$598K 0.15%
+110,347
New +$16.1M
DAL icon
97
Delta Air Lines
DAL
$60.1B
$588K 0.15%
+10,200
New +$604K
MDCO
98
CALL
DELISTED
Medicines Co
MDCO
$577K 0.15%
+62,100
New +$2.48M
ID
99
DELISTED
PARTS iD, Inc.
ID
$560K 0.14%
+54,900
New +$558K
AMD icon
100
Advanced Micro Devices
AMD
$789B
$545K 0.14%
+18,810
New +$590K
2 3
4
5 6

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2019 Portfolio in Review

Q3 2019 is the first quarter with a 13F filing on record for Cowen and Company, which disclosed 448 positions worth $394M. Its ten largest holdings account for 48% of the portfolio.

Its largest position is Sumitomo Mitsui Financial: 10,251,605 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, followed by Technology and Consumer Discretionary.

  • Cowen and Company's largest Q3 2019 buy was Sumitomo Mitsui Financial: 10,251,605 shares worth $70.1M.
  • Cowen and Company's ten largest holdings make up 48% of its $394M portfolio in Q3 2019.
  • Cowen and Company disclosed 448 positions in Q3 2019, its first 13F filing on record.

Based on Cowen and Company's 13F filing for Q3 2019, filed 12 Nov 2019.