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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBBP
851
DELISTED
Strongbridge Biopharma plc.
SBBP
– –
-154,634
Closed -$459K
SPFR.WS
852
DELISTED
Jaws Spitfire Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Cl
SPFR.WS
– –
-34,996
Closed -$67K
LATNW
853
DELISTED
Union Acquisition Corp. II Warrant
LATNW
– –
-65,863
Closed -$60K
PTK
854
DELISTED
PTK Acquisition Corp.
PTK
– –
-260,000
Closed -$2.58M
STEM.WS
855
DELISTED
Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS
– –
-57,937
Closed -$1.38M
SRNGW
856
DELISTED
Soaring Eagle Acquisition Corp. Warrant
SRNGW
– –
-10,000
Closed -$33K
CHAQ.WS
857
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
– –
-20,000
Closed -$13K
QTS
858
CALL
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-28,000
Closed -$8K
TWCTW
859
DELISTED
TWC Tech Holdings II Corp. Warrant
TWCTW
– –
-35,580
Closed -$62K
RMGB
860
DELISTED
RMG Acquisition Corp. II Class A Ordinary Shares
RMGB
– –
-80,788
Closed -$804K
PDAC
861
DELISTED
Peridot Acquisition Corp.
PDAC
– –
-50,000
Closed -$609K
BPYU
862
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-763,743
Closed -$14.4M
HOME
863
CALL
DELISTED
At Home Group Inc.
HOME
– –
-78,600
Closed -$73K
ALXN
864
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-18,232
Closed -$3.35M
ALXN
865
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-41,400
Closed -$72K
WORK
866
CALL
DELISTED
Slack Technologies, Inc.
WORK
– –
-188,200
Closed -$203K
WORK
867
PUT
DELISTED
Slack Technologies, Inc.
WORK
– –
-19,100
Closed -$23K
ANDAU
868
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
– –
-46,079
Closed -$532K
NHICW
869
DELISTED
NewHold Investment Corp. Warrant
NHICW
– –
-20,000
Closed -$35K
CNST
870
CALL
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-497,300
Closed -$33K
CNST
871
PUT
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-150,500
Closed -$8K
WPF
872
DELISTED
Foley Trasimene Acquisition Corp.
WPF
– –
-1,550,000
Closed -$15.1M
FCACW
873
DELISTED
Falcon Capital Acquisition Corp. Warrant
FCACW
– –
-63,355
Closed -$113K
AILE
874
DELISTED
iLearningEngines, Inc. Common Stock
AILE
– –
-36,308
Closed -$350K
IPVF.U
875
DELISTED
InterPrivate III Financial Partners Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVF.U
– –
-70,561
Closed -$704K
32 33 34
35
36

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.