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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$851M
AUM Growth
-$105M
Cap. Flow
+$44.2M
Cap. Flow %
5.19%
Top 10 Hldgs %
47.53%
Holding
835
New
170
Increased
157
Reduced
172
Closed
270

Top Buys

Rank Stock Value
1
KVSC
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
+$24.3M
2
STOK icon
Stoke Therapeutics
STOK
+$22.8M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$22.1M
4
SCPH
scPharmaceuticals
SCPH
+$20.6M
5
AAC
Ares Acquisition Corporation
AAC
+$13.3M

Top Sells

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.8M
2
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$25.2M
3
CTLP
Cantaloupe
CTLP
+$12.3M
4
INVZ icon
Innoviz Technologies
INVZ
+$10.9M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$8.76M

Sector Composition

Rank Sector Weight
1 Healthcare 38.46%
2 Financials 25.66%
3 Materials 12.69%
4 Consumer Discretionary 4.54%
5 Technology 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVFA
801
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
– –
-379,824
Closed -$3.84M
SVFAW
802
DELISTED
SVF Investment Corp. Warrant
SVFAW
– –
-32,415
Closed -$839
THACW
803
DELISTED
Thrive Acquisition Corporation Warrant
THACW
– –
-12,400
Closed -$125
RKLY.WS
804
DELISTED
Rockley Photonics Holdings Limited Warrants, each warrant exercisable for one ordinary share at an exercise price of $11.50
RKLY.WS
– –
-109,781
Closed -$5.49K
TCDA
805
DELISTED
Tricida, Inc. Common Stock
TCDA
– –
-12,806
Closed -$1.96K
TCDA
806
PUT
DELISTED
Tricida, Inc. Common Stock
TCDA
– –
-12,800
Closed -$86.8K
AEACW
807
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
– –
-56,450
Closed -$197
TZPSW
808
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
– –
-121,865
Closed -$2.98K
DLCA
809
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
– –
-12,302
Closed -$124K
DLCAW
810
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
– –
-308,772
Closed -$1.08K
FINMW
811
DELISTED
Marlin Technology Corporation Warrant
FINMW
– –
-780,781
Closed -$1.25K
POWRW
812
DELISTED
Powered Brands Warrants
POWRW
– –
-47,650
Closed -$14
EPHYW
813
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
– –
-321,258
Closed -$738
PACX
814
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
– –
-625,000
Closed -$6.34M
POW
815
DELISTED
Powered Brands Class A Ordinary Shares
POW
– –
-174,042
Closed -$1.76M
USER
816
CALL
DELISTED
UserTesting, Inc.
USER
– –
-256,100
Closed -$12.7K
PACXW
817
DELISTED
Pioneer Merger Corp. Warrant
PACXW
– –
-52,800
Closed -$26
IGACW
818
DELISTED
IG Acquisition Corp. Warrant
IGACW
– –
-200,171
Closed -$5.23K
IGAC
819
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
– –
-125,000
Closed -$1.26M
DRAY
820
DELISTED
Macondray Capital Acquisition Corp. I Class A Ordinary Shares
DRAY
– –
-215,000
Closed -$2.19M
GLS.WS
821
DELISTED
Gelesis Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
GLS.WS
– –
-702,089
Closed -$6.25K
CZOO.WS
822
DELISTED
Cazoo Group Ltd Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
CZOO.WS
– –
-339,571
Closed -$2.75K
SPIR.WS
823
DELISTED
Spire Global, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per whole share
SPIR.WS
– –
-29,299
Closed -$3.52K
RJAC.WS
824
DELISTED
Jackson Acquisition Company Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
RJAC.WS
– –
-174,538
Closed -$994
KAIRW
825
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
– –
-32,804
Closed -$3
30 31 32
33
34

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
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FTDI
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CIM
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Cowen and Company's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen and Company held 835 positions worth $851M, down 11% from $956M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen and Company deployed $44.2M of net new capital in Q1 2023, opening 170 new positions and adding to 157 existing holdings. Its largest new stake was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 37% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was SciPlay Corporation Class A Common Stock, an estimated $25.2M trimmed.

  • Cowen and Company's largest Q1 2023 buy was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.
  • Cowen and Company added most to Stoke Therapeutics in Q1 2023, an estimated $22.8M increase.
  • Cowen and Company's biggest Q1 2023 reduction was SciPlay Corporation Class A Common Stock, cutting an estimated $25.2M.
  • Cowen and Company fully exited DCP Midstream, LP in Q1 2023, selling an estimated $58.8M.
  • Cowen and Company's ten largest holdings make up 48% of its $851M portfolio in Q1 2023.
  • Cowen and Company opened 170 new positions and closed 270 in Q1 2023.
  • Cowen and Company's portfolio value fell 11% quarter-over-quarter to $851M.

Based on Cowen and Company's 13F filing for Q1 2023, filed 9 May 2023.