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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHICW
801
DELISTED
Population Health Investment Co., Inc. Warrant
PHICW
– –
-140,803
Closed -$162K
WPCB.WS
802
DELISTED
Warburg Pincus Capital Corporation I-B Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCB.WS
– –
-11,232
Closed -$15K
EPWR.WS
803
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
– –
-20,000
Closed -$15K
FSRD
804
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
– –
-95,210
Closed -$928K
NOACW
805
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
– –
-19,872
Closed -$14K
MIT.WS
806
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
– –
-11,636
Closed -$10K
TLGA.WS
807
DELISTED
TLG Acquisition One Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
TLGA.WS
– –
-21,783
Closed -$17K
SRSAW
808
DELISTED
Sarissa Capital Acquisition Corp. Warrants
SRSAW
– –
-100,000
Closed -$133K
SRSA
809
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
– –
-300,000
Closed -$2.98M
TEKKW
810
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
– –
-14,660
Closed -$15K
TWTR
811
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-10,100
Closed -$51K
TWTR
812
DELISTED
Twitter, Inc.
TWTR
– –
-557
Closed -$38K
TWTR
813
PUT
DELISTED
Twitter, Inc.
TWTR
– –
-18,100
Closed -$51K
BLSA
814
DELISTED
BCLS Acquisition Corp. Class A Ordinary Shares
BLSA
– –
-12,723
Closed -$134K
VYGG
815
DELISTED
Vy Global Growth
VYGG
– –
-40,346
Closed -$401K
SLCR
816
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
– –
-11,453
Closed -$111K
IMPX
817
DELISTED
AEA-Bridges Impact Corp
IMPX
– –
-142,000
Closed -$1.38M
IPOF.WS
818
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
– –
-60,320
Closed -$124K
EQD
819
DELISTED
Equity Distribution Acquisition Corp.
EQD
– –
-182,155
Closed -$1.8M
RBAC
820
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-1,294,294
Closed -$12.6M
EQD.WS
821
DELISTED
Equity Distribution Acquisition Corp. Warrants, each whole warrant exercisable for one share of Clas
EQD.WS
– –
-33,334
Closed -$39K
GSAQU
822
DELISTED
Global Synergy Acquisition Corp. Units
GSAQU
– –
-20,000
Closed -$202K
PRPB
823
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-115,013
Closed -$1.14M
ACTDU
824
DELISTED
ArcLight Clean Transition Corp. II Unit
ACTDU
– –
-15,901
Closed -$160K
COHR
825
CALL
DELISTED
Coherent Inc
COHR
– –
-44,700
Closed -$53K
31 32
33
34 35

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FPCG
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.