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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMIV
776
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
– –
-163,349
Closed -$1.68M
SCAQW
777
DELISTED
Stratim Cloud Acquisition Corp. Warrant
SCAQW
– –
-24,900
Closed -$49
SCAQ
778
DELISTED
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
– –
-318,875
Closed -$3.29M
GLOP
779
DELISTED
GASLOG PARTNERS LP
GLOP
– –
-13,500
Closed -$116K
DOMA.WS
780
DELISTED
Doma Holdings, Inc. Warrants, Every 25 warrants will be exercisable for one share of Common Stock at an exercise price of $287.50 per share of Common Stock
DOMA.WS
– –
-201,787
Closed -$3.39K
BWACW
781
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
– –
-2,408,707
Closed -$38.5K
CRECW
782
DELISTED
Crescera Capital Acquisition Corp Warrant
CRECW
– –
-133,923
Closed -$6.5K
BWAC
783
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
– –
-160,991
Closed -$1.75M
GLTA.WS
784
DELISTED
Galata Acquisition Corp. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
GLTA.WS
– –
-50,000
Closed -$2.88K
CORS
785
DELISTED
Corsair Partnering Corporation
CORS
– –
-353,654
Closed -$3.66M
GSRMR
786
DELISTED
GSR II Meteora Acquisition Corp. Right
GSRMR
– –
-65,778
Closed -$207K
EOCW
787
DELISTED
Elliott Opportunity II Corp.
EOCW
– –
-1,463,962
Closed -$15.2M
DNAD
788
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
– –
-1,104,200
Closed -$11.4M
DNAB
789
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
– –
-376,903
Closed -$3.9M
HZNP
790
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-10,000
Closed -$1.03M
WTMA
791
DELISTED
Welsbach Technology Metals Acquisition Corp. Common Stock
WTMA
– –
-51,200
Closed -$543K
HUDA
792
DELISTED
Hudson Acquisition I Corp. Common Stock
HUDA
– –
-19,042
Closed -$197K
AFAR
793
DELISTED
Aura FAT Projects Acquisition Corp Class A Ordinary Shares
AFAR
– –
-200,111
Closed -$2.12M
MEOAW
794
DELISTED
Minority Equality Opportunities Acquisition Inc. Warrants
MEOAW
– –
-25,000
Closed -$2K
28 29 30 31
32

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.