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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGAC
776
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
– –
-750,000
Closed -$7.33M
SCOBU
777
DELISTED
ScION Tech Growth II Units
SCOBU
– –
-22,912
Closed -$228K
SCOBW
778
DELISTED
ScION Tech Growth II Warrants
SCOBW
– –
-10,000
Closed -$9K
MIT
779
DELISTED
Mason Industrial Technology, Inc.
MIT
– –
-24,466
Closed -$236K
SVFA
780
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
– –
-74,685
Closed -$738K
CORZ
781
DELISTED
Core Scientific, Inc. Common Stock
CORZ
– –
-100,659
Closed -$989K
SPTKW
782
DELISTED
SportsTek Acquisition Corp. Warrant
SPTKW
– –
-17,450
Closed -$13K
PSAGU
783
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
– –
-51,580
Closed -$512K
SCOAW
784
DELISTED
ScION Tech Growth I Warrant
SCOAW
– –
-13,068
Closed -$14K
COLIW
785
DELISTED
Colicity Inc. Warrant
COLIW
– –
-146,573
Closed -$226K
COLI
786
DELISTED
Colicity Inc. Class A Common Stock
COLI
– –
-700,000
Closed -$6.83M
CLVS
787
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-528,600
Closed -$444K
OSTR
788
DELISTED
Oyster Enterprises Acquisition Corp. Class A Common Stock
OSTR
– –
-23,630
Closed -$229K
GLHA
789
DELISTED
Glass Houses Acquisition Corp. Class A common stock
GLHA
– –
-46,047
Closed -$443K
GSEVW
790
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
– –
-45,489
Closed -$62K
TSPQ.U
791
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
– –
-14,986
Closed -$149K
KAHC
792
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
– –
-25,029
Closed -$246K
PV
793
DELISTED
Primavera Capital Acquisition Corporation
PV
– –
-12,554
Closed -$123K
VENAW
794
DELISTED
Venus Acquisition Corporation Warrant
VENAW
– –
-16,100
Closed -$6K
CND
795
DELISTED
Concord Acquisition Corp.
CND
– –
-100,000
Closed -$985K
FCAX.WS
796
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
– –
-60,000
Closed -$65K
VTIQU
797
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
– –
-54,847
Closed -$563K
IPVA.U
798
DELISTED
InterPrivate II Acquisition Corp. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVA.U
– –
-29,972
Closed -$299K
OEPWW
799
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
– –
-20,811
Closed -$19K
OHPAW
800
DELISTED
Orion Acquisition Corp. Warrant
OHPAW
– –
-10,500
Closed -$10K
30 31
32
33 34

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.