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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.1%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.52B
AUM Growth
+$95.3M
Cap. Flow
-$53M
Cap. Flow %
-3.48%
Top 10 Hldgs %
46.4%
Holding
811
New
169
Increased
201
Reduced
172
Closed
223

Top Buys

Rank Stock Value
1
PTCT icon
PTC Therapeutics
PTCT
+$66.9M
2
SAGE
Sage Therapeutics
SAGE
+$26.6M
3
IMO icon
Imperial Oil
IMO
+$24.9M
4
COIN icon
Coinbase
COIN
+$22.5M
5
ANSCU
Agriculture & Natural Solutions Acquisition Corp Unit
ANSCU
+$21.6M

Top Sells

Rank Stock Value
1
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$48.7M
2
AAC
Ares Acquisition Corporation
AAC
+$36.4M
3
PTGX icon
Protagonist Therapeutics
PTGX
+$27.6M
4
HCVIU
Hennessy Capital Investment Corp. VI Unit
HCVIU
+$17.4M
5
NETD
Nabors Energy Transition Corp II
NETD
+$16.9M

Sector Composition

Rank Sector Weight
1 Healthcare 30.8%
2 Financials 24.54%
3 Technology 21.73%
4 Communication Services 4.41%
5 Energy 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCVI
751
DELISTED
Churchill Capital Corp VI
CCVI
– –
-987,071
Closed -$10.3M
LOCC
752
DELISTED
Live Oak Crestview Climate Acquisition Corp.
LOCC
– –
-749,474
Closed -$7.74M
GETR.WS
753
DELISTED
Getaround, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
GETR.WS
– –
-27,759
Closed -$444
IFIN.WS
754
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
– –
-108,645
Closed -$4.54K
UPH.WS
755
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
– –
-95,000
Closed -$1.14K
APGB
756
DELISTED
Apollo Strategic Growth Capital II
APGB
– –
-138,750
Closed -$1.46M
APGB.WS
757
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
– –
-84,739
Closed -$6.65K
ROSEW
758
DELISTED
Rose Hill Acquisition Corporation Warrant
ROSEW
– –
-97,075
Closed -$4.85K
SATX.WS.A
759
DELISTED
SatixFy Communications Ltd.
SATX.WS.A
– –
-419,849
Closed -$6.63K
LHC
760
DELISTED
Leo Holdings Corp. II
LHC
– –
-31,545
Closed -$348K
SHUAW
761
DELISTED
SHUAA Partners Acquisition Corp I Warrant
SHUAW
– –
-120,742
Closed -$7.64K
OPAD.WS
762
DELISTED
Offerpad Solutions Inc. Warrants, Every 15 warrants will be exercisable for one share of Class A Common Stock at an exercise price of $172.50 per share of Class A Common Stock
OPAD.WS
– –
-788,714
Closed -$11.9K
SHUA
763
DELISTED
SHUAA Partners Acquisition Corp I Class A Ordinary Share
SHUA
– –
-50,997
Closed -$566K
JGGCR
764
DELISTED
Jaguar Global Growth Corporation I Right
JGGCR
– –
-702,197
Closed -$143K
JGGCW
765
DELISTED
Jaguar Global Growth Corporation I Warrant
JGGCW
– –
-190,285
Closed -$16.7K
ALORW
766
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
– –
-25,811
Closed -$776
CANO.WS
767
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
– –
-735,414
Closed -$36.8K
INDIW
768
DELISTED
indie Semiconductor, Inc. Warrant
INDIW
– –
-20,494
Closed -$36.5K
PRPC.WS
769
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
– –
-355,291
Closed -$65.7K
WE
770
PUT
DELISTED
WeWork Inc.
WE
– –
-52,500
Closed -$15.7K
AAC
771
DELISTED
Ares Acquisition Corporation
AAC
– –
-3,385,401
Closed -$36.4M
ARTEW
772
DELISTED
Artemis Strategic Investment Corporation Warrant
ARTEW
– –
-268,029
Closed -$8.2K
ITAQW
773
DELISTED
Industrial Tech Acquisitions II, Inc. Warrants
ITAQW
– –
-47,324
Closed -$3.02K
ASPAW
774
DELISTED
Abri SPAC I Inc Warrant
ASPAW
– –
-45,153
Closed -$1.74K
TRCA.WS
775
DELISTED
Twin Ridge Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TRCA.WS
– –
-168,482
Closed -$12.7K
29 30
31
32 33

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q4 2023 Portfolio in Review

As of Q4 2023, Cowen and Company held 811 positions worth $1.52B, up 6.7% from $1.43B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Cowen and Company withdrew a net $53M in Q4 2023, closing 223 positions and reducing 172 holdings. Its most notable exit was AdvisorShares Pure US Cannabis ETF, an estimated $48.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 31% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Cowen and Company opened a new position in Sage Therapeutics worth $29M.

  • Cowen and Company's largest Q4 2023 buy was Sage Therapeutics: 1,339,971 shares worth $29M.
  • Cowen and Company added most to PTC Therapeutics in Q4 2023, an estimated $66.9M increase.
  • Cowen and Company's biggest Q4 2023 reduction was Nabors Energy Transition Corp II, cutting an estimated $16.9M.
  • Cowen and Company fully exited AdvisorShares Pure US Cannabis ETF in Q4 2023, selling an estimated $48.7M.
  • Cowen and Company's ten largest holdings make up 46% of its $1.52B portfolio in Q4 2023.
  • Cowen and Company opened 169 new positions and closed 223 in Q4 2023.
  • Cowen and Company's portfolio value rose 6.7% quarter-over-quarter to $1.52B.

Based on Cowen and Company's 13F filing for Q4 2023, filed 8 Feb 2024.