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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSAQ
751
DELISTED
Black Spade Acquisition Co
BSAQ
– –
-146,059
Closed -$1.51M
CPAA
752
DELISTED
Conyers Park III Acquisition Corp. Class A Common Stock
CPAA
– –
-27,277
Closed -$278K
CPAAW
753
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
– –
-51,728
Closed -$2.59K
LTCHW
754
DELISTED
Latch, Inc. Warrant expiring 6/4/2026
LTCHW
– –
-122,795
Closed -$13K
BWCAW
755
DELISTED
Blue Whale Acquisition Corp I Warrant
BWCAW
– –
-62,500
Closed -$6.02K
BWC
756
DELISTED
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
– –
-809,990
Closed -$8.23M
ARBGW
757
DELISTED
Aequi Acquisition Corp warrants
ARBGW
– –
-189,513
Closed -$4.76K
GENQW
758
DELISTED
Genesis Unicorn Capital Corp. Warrants
GENQW
– –
-821,208
Closed -$65.3K
CPUH.WS
759
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
– –
-393,827
Closed -$197K
CPUH
760
DELISTED
Compute Health Acquisition Corp.
CPUH
– –
-308,821
Closed -$3.3M
UTAAW
761
DELISTED
UTA Acquisition Corporation Warrants
UTAAW
– –
-12,718
Closed -$897
DALS
762
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
– –
-132,716
Closed -$1.36M
BLNG
763
DELISTED
Belong Acquisition Corp. Class A Common Stock
BLNG
– –
-143,300
Closed -$1.46M
HMA.WS
764
DELISTED
Heartland Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
HMA.WS
– –
-225,236
Closed -$3.08K
TWCBW
765
DELISTED
Bilander Acquisition Corp. Warrant
TWCBW
– –
-147,050
Closed -$12K
TWCB
766
DELISTED
Bilander Acquisition Corp. Class A Common Stock
TWCB
– –
-249,900
Closed -$2.54M
HMA
767
DELISTED
Heartland Media Acquisition Corp.
HMA
– –
-357,347
Closed -$3.77M
GGAAW
768
DELISTED
Genesis Growth Tech Acquisition Corp. Warrant
GGAAW
– –
-13,497
Closed -$1.75K
ENTFW
769
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Warrant
ENTFW
– –
-74,000
Closed -$4.07K
SDACW
770
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
– –
-1,206,687
Closed -$36.2K
ESHAU
771
DELISTED
ESH Acquisition Corp. Unit
ESHAU
– –
-328,284
Closed -$3.33M
BGRYW
772
DELISTED
Berkshire Grey, Inc. Warrant
BGRYW
– –
-98,636
Closed -$33K
LSI
773
DELISTED
Life Storage, Inc.
LSI
– –
-4,011
Closed -$533K
VBOCW
774
DELISTED
Viscogliosi Brothers Acquisition Corp Warrant
VBOCW
– –
-106,901
Closed -$3.68K
ARYE
775
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
– –
-120,561
Closed -$1.25M
28 29 30
31
32

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.