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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FZT.U
751
DELISTED
FAST Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
FZT.U
– –
-20,624
Closed -$207K
AGAC
752
DELISTED
African Gold Acquisition Corp
AGAC
– –
-15,257
Closed -$147K
EMBKW
753
DELISTED
Embark Technology, Inc. Warrants
EMBKW
– –
-159,893
Closed -$265K
GRNA
754
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
– –
-300,000
Closed -$2.94M
TTCF
755
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-40,000
Closed -$858K
BWAC
756
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
– –
-100,102
Closed -$999K
EOCW.U
757
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
– –
-50,000
Closed -$501K
SNRH
758
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
– –
-51,138
Closed -$498K
QTEKW
759
DELISTED
QualTek Services Inc. Warrant
QTEKW
– –
-15,711
Closed -$26K
EVOJ
760
DELISTED
Evo Acquisition Corp. Class A Common Stock
EVOJ
– –
-240,205
Closed -$2.33M
BRIVU
761
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
– –
-14,500
Closed -$144K
BBBY
762
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-20,000
Closed -$4K
PEARW
763
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
– –
-15,000
Closed -$22K
YTPG
764
DELISTED
TPG Pace Beneficial II Corp.
YTPG
– –
-50,586
Closed -$510K
TWNI.U
765
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
– –
-20,489
Closed -$205K
TETC
766
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
– –
-44,621
Closed -$431K
CRZNW
767
DELISTED
Corazon Capital V838 Monoceros Corp Warrant
CRZNW
– –
-17,921
Closed -$18K
LVRAU
768
DELISTED
Levere Holdings Corp. Unit
LVRAU
– –
-14,458
Closed -$148K
KSI
769
DELISTED
Kadem Sustainable Impact Corporation Class A common stock
KSI
– –
-27,587
Closed -$265K
FTPAW
770
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
– –
-17,697
Closed -$20K
ACQRU
771
DELISTED
Independence Holdings Corp. Units
ACQRU
– –
-70,634
Closed -$706K
PDOT.U
772
DELISTED
Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PDOT.U
– –
-47,634
Closed -$476K
WPCA
773
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
– –
-57,101
Closed -$560K
LOKM.WS
774
DELISTED
Live Oak Mobility Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOKM.WS
– –
-18,637
Closed -$28K
LOKM
775
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
– –
-75,955
Closed -$744K
29 30
31
32 33

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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.