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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
726
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-725,000
Closed -$45.2M
CHEAW
727
DELISTED
Chenghe Acquisition Co. Warrant
CHEAW
– –
-113,908
Closed -$5.82K
MBSC
728
DELISTED
M3-Brigade Acquisition III Corp.
MBSC
– –
-376,111
Closed -$3.93M
UTAA
729
DELISTED
UTA Acquisition Corporation Class A Ordinary Shares
UTAA
– –
-75,101
Closed -$792K
PIAI.WS
730
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
– –
-283,364
Closed -$11.6K
ATAQ
731
DELISTED
Altimar Acquisition Corp III
ATAQ
– –
-199,990
Closed -$2.05M
BKI
732
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-18,002
Closed -$1.08M
SBIGW
733
DELISTED
SpringBig Holdings, Inc. Warrant
SBIGW
– –
-604,287
Closed -$16.1K
CCAI
734
DELISTED
Cascadia Acquisition Corp. Class A Common Stock
CCAI
– –
-18,445
Closed -$203K
PRDS
735
DELISTED
Pardes Biosciences, Inc. Common Stock
PRDS
– –
-76,839
Closed -$139K
FGMC
736
DELISTED
FG Merger Corp. Common Stock
FGMC
– –
-30,883
Closed -$327K
FGMCW
737
DELISTED
FG Merger Corp. Warrant
FGMCW
– –
-45,807
Closed -$2.45K
PNACW
738
DELISTED
Prime Number Acquisition I Corp. Warrant
PNACW
– –
-74,009
Closed -$3.7K
WAVC.WS
739
DELISTED
Waverley Capital Acquisition Corp. 1 Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
WAVC.WS
– –
-38,568
Closed -$1.36K
WAVC
740
DELISTED
Waverley Capital Acquisition Corp. 1
WAVC
– –
-301,784
Closed -$3.13M
AGAC
741
DELISTED
African Gold Acquisition Corp
AGAC
– –
-330,000
Closed -$3.48M
APGNW
742
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
– –
-50,600
Closed -$1.72K
WE.WS
743
DELISTED
WeWork Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
WE.WS
– –
-30,178
Closed -$508
ZINGW
744
DELISTED
FTAC Zeus Acquisition Corp. Warrant
ZINGW
– –
-342,800
Closed -$6.86K
ZING
745
DELISTED
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
– –
-201,623
Closed -$2.1M
HMACR
746
DELISTED
Hainan Manaslu Acquisition Corp. Right
HMACR
– –
-50,000
Closed -$20K
APMIW
747
DELISTED
AxonPrime Infrastructure Acquisition Corporation Warrants
APMIW
– –
-75,300
Closed -$1.96K
HMACW
748
DELISTED
Hainan Manaslu Acquisition Corp. Warrant
HMACW
– –
-252,200
Closed -$9.31K
AFTR.WS
749
DELISTED
AfterNext HealthTech Acquisition Corp Warrants
AFTR.WS
– –
-139,389
Closed -$12.1K
AFTR
750
DELISTED
AfterNext HealthTech Acquisition Corp
AFTR
– –
-237,180
Closed -$2.46M
28 29
30
31 32

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.