We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$851M
AUM Growth
-$105M
Cap. Flow
+$44.2M
Cap. Flow %
5.19%
Top 10 Hldgs %
47.53%
Holding
835
New
170
Increased
157
Reduced
172
Closed
270

Top Buys

Rank Stock Value
1
KVSC
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
+$24.3M
2
STOK icon
Stoke Therapeutics
STOK
+$22.8M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$22.1M
4
SCPH
scPharmaceuticals
SCPH
+$20.6M
5
AAC
Ares Acquisition Corporation
AAC
+$13.3M

Top Sells

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.8M
2
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$25.2M
3
CTLP
Cantaloupe
CTLP
+$12.3M
4
INVZ icon
Innoviz Technologies
INVZ
+$10.9M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$8.76M

Sector Composition

Rank Sector Weight
1 Healthcare 38.46%
2 Financials 25.66%
3 Materials 12.69%
4 Consumer Discretionary 4.54%
5 Technology 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSTG
726
CALL
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-26,300
Closed -$8.55K
NSTG
727
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-12,666
Closed -$101K
LMDXW
728
DELISTED
LumiraDx Limited Warrant
LMDXW
– –
-14,495
Closed -$855
ADEX.WS
729
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
– –
-35,747
Closed -$2.14K
DISAW
730
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
– –
-49,566
Closed -$594
FSRX
731
DELISTED
FinServ Acquisition Corp. II Class A Common Stock
FSRX
– –
-43,588
Closed -$438K
LHC
732
DELISTED
Leo Holdings Corp. II
LHC
– –
-135,000
Closed -$1.36M
AAC.WS
733
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
– –
-978,140
Closed -$456K
CCV.WS
734
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
– –
-129,676
Closed -$10.5K
LFAC
735
DELISTED
LF Capital Acquisition Corp. II Class A Common Stock
LFAC
– –
-100,000
Closed -$1.03M
SLVRW
736
DELISTED
SilverSPAC Inc. Warrant
SLVRW
– –
-29,900
Closed -$5.06K
NRDY.WS
737
DELISTED
Nerdy Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
NRDY.WS
– –
-579,596
Closed -$133K
RBT
738
DELISTED
Rubicon Technologies, Inc.
RBT
– –
-55,066
Closed -$784K
RADI
739
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
– –
-4,150
Closed -$56.3K
NSTD.WS
740
DELISTED
Northern Star Investment Corp. IV Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTD.WS
– –
-24,999
Closed -$582
NSTD
741
DELISTED
Northern Star Investment Corp. IV
NSTD
– –
-425,000
Closed -$4.27M
NSTC
742
DELISTED
Northern Star Investment Corp. III
NSTC
– –
-735,000
Closed -$7.39M
ROIVW
743
DELISTED
Roivant Sciences Ltd. Warrant
ROIVW
– –
-62,100
Closed -$120K
PMGMU
744
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
– –
-50,000
Closed -$502K
SDAC
745
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
– –
-42,000
Closed -$423K
FACT.U
746
DELISTED
Freedom Acquisition I Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
FACT.U
– –
-27,000
Closed -$273K
FMIVW
747
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
– –
-289,145
Closed -$8.67K
ISEE
748
CALL
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-25,000
Closed -$2.5K
BTMDW
749
DELISTED
Biote Corp. Warrant
BTMDW
– –
-148,298
Closed -$44.5K
GOGN.WS
750
DELISTED
GoGreen Investments Corporation Redeemable Warrants
GOGN.WS
– –
-15,054
Closed -$4.97K
28 29
30
31 32

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen and Company held 835 positions worth $851M, down 11% from $956M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen and Company deployed $44.2M of net new capital in Q1 2023, opening 170 new positions and adding to 157 existing holdings. Its largest new stake was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 37% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was SciPlay Corporation Class A Common Stock, an estimated $25.2M trimmed.

  • Cowen and Company's largest Q1 2023 buy was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.
  • Cowen and Company added most to Stoke Therapeutics in Q1 2023, an estimated $22.8M increase.
  • Cowen and Company's biggest Q1 2023 reduction was SciPlay Corporation Class A Common Stock, cutting an estimated $25.2M.
  • Cowen and Company fully exited DCP Midstream, LP in Q1 2023, selling an estimated $58.8M.
  • Cowen and Company's ten largest holdings make up 48% of its $851M portfolio in Q1 2023.
  • Cowen and Company opened 170 new positions and closed 270 in Q1 2023.
  • Cowen and Company's portfolio value fell 11% quarter-over-quarter to $851M.

Based on Cowen and Company's 13F filing for Q1 2023, filed 9 May 2023.