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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.92B
AUM Growth
+$461M
Cap. Flow
+$989M
Cap. Flow %
51.61%
Top 10 Hldgs %
63.63%
Holding
876
New
346
Increased
83
Reduced
114
Closed
295

Top Buys

Rank Stock Value
1
HD icon
Home Depot
HD
+$102M
2
LOW icon
Lowe's Companies
LOW
+$102M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$97.8M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$51.2M
5
RCKT icon
Rocket Pharmaceuticals
RCKT
+$43.4M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$107M
2
ITOS
iTeos Therapeutics
ITOS
+$20.1M
3
UPST icon
Upstart Holdings
UPST
+$12.9M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$10.7M
5
ML
MoneyLion Inc.
ML
+$10.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.9%
2 Consumer Discretionary 11.6%
3 Financials 6.59%
4 Technology 3.07%
5 Industrials 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSMGW
726
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
– –
-85,000
Closed -$13K
JWSM.U
727
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
– –
-150,000
Closed -$1.52M
HYZN
728
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
– –
-1,758
Closed -$922K
DCPH
729
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-8,109
Closed -$314K
DCPH
730
PUT
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-30,000
Closed -$124K
PMGMW
731
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
– –
-10,000
Closed -$6K
CONXW
732
DELISTED
CONX Corp. Warrant
CONXW
– –
-111,555
Closed -$137K
RMGCU
733
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
– –
-200,000
Closed -$1.99M
VHAQ.RT
734
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
– –
-25,000
Closed -$5K
FLME.U
735
DELISTED
Flame Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one Warrant
FLME.U
– –
-250,000
Closed -$2.48M
MRTX
736
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-13,500
Closed -$42K
MRTX
737
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-20,324
Closed -$3.48M
MRTX
738
PUT
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-29,600
Closed -$409K
ELIQ
739
DELISTED
Electriq Power Holdings, Inc.
ELIQ
– –
-25,500
Closed -$247K
NSTB.WS
740
DELISTED
Northern Star Investment Corp. II Redeemable warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTB.WS
– –
-28,064
Closed -$38K
FTCH
741
CALL
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-29,800
Closed -$24K
SGEN
742
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-10,000
Closed -$168K
SGEN
743
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-7,500
Closed -$56K
BURU.WS
744
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
– –
-14,900
Closed -$15K
TBCPU
745
DELISTED
Thunder Bridge Capital Partners III Inc. Units
TBCPU
– –
-122,481
Closed -$1.21M
CZOO
746
DELISTED
Cazoo Group Ltd
CZOO
– –
-18
Closed -$368K
PRPC.U
747
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
– –
-200,000
Closed -$2M
TMPO
748
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-225,109
Closed -$2.24M
PIAI.WS
749
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
– –
-15,000
Closed -$12K
NSTD.U
750
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
– –
-13,992
Closed -$139K
28 29
30
31 32

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FPCG
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Cowen and Company's Q2 2021 Portfolio in Review

As of Q2 2021, Cowen and Company held 876 positions worth $1.92B, up 32% from $1.45B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Cowen and Company deployed $989M of net new capital in Q2 2021, opening 346 new positions and adding to 83 existing holdings. Its largest new stake was Home Depot: 320,000 shares worth $99.8M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Foresight Acquisition Corp. Units, an estimated $6.05M trimmed.

  • Cowen and Company's largest Q2 2021 buy was Home Depot: 320,000 shares worth $99.8M.
  • Cowen and Company added most to State Street SPDR S&P 500 ETF Trust in Q2 2021, an estimated $97.8M increase.
  • Cowen and Company's biggest Q2 2021 reduction was Foresight Acquisition Corp. Units, cutting an estimated $6.05M.
  • Cowen and Company fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2021, selling an estimated $107M.
  • Cowen and Company's ten largest holdings make up 64% of its $1.92B portfolio in Q2 2021.
  • Cowen and Company opened 346 new positions and closed 295 in Q2 2021.
  • Cowen and Company's portfolio value rose 32% quarter-over-quarter to $1.92B.

Based on Cowen and Company's 13F filing for Q2 2021, filed 13 Aug 2021.