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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVII
51
DELISTED
Spring Valley Acquisition Corp II
SVII
$5.95M 0.42%
552,725
+255,411
+86% +$2.71M
ODP
52
DELISTED
ODP
ODP
$5.85M 0.41%
126,781
-53,400
-30% -$2.57M
JNJ icon
53
Johnson & Johnson
JNJ
$631B
$5.84M 0.41%
+37,500
New +$6.19M
KDK
54
Kodiak AI
KDK
$848M
$5.58M 0.39%
543,128
+465,131
+596% +$4.75M
MCAA
55
DELISTED
Mountain & Co. I Acquisition Corp. Class A Ordinary Shares
MCAA
$5.44M 0.38%
+487,170
New +$5.38M
PLAO
56
DELISTED
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
$5.36M 0.37%
487,425
+380,586
+356% +$4.14M
TRIS
57
DELISTED
Tristar Acquisition I Corp.
TRIS
$5.33M 0.37%
498,826
+378,032
+313% +$4M
ZPTA
58
DELISTED
Zapata Computing Holdings Inc. Common Stock
ZPTA
$5.28M 0.37%
491,455
+164,532
+50% +$1.76M
LL
59
DELISTED
LL Flooring Holdings, Inc.
LL
$5.14M 0.36%
1,622,000
– –
NFNT
60
DELISTED
Infinite Acquisition Corp.
NFNT
$5M 0.35%
464,815
+243,555
+110% +$2.59M
DSAQ
61
DELISTED
Direct Selling Acquisition Corp.
DSAQ
$4.84M 0.34%
447,351
-13,651
-3% -$146K
GHIX
62
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$4.82M 0.34%
463,992
+453,152
+4,180% +$4.68M
EVE
63
DELISTED
EVe Mobility Acquisition Corp
EVE
$4.76M 0.33%
445,945
+328,045
+278% +$3.47M
GODN
64
DELISTED
Golden Star Acquisition Corporation Ordinary Shares
GODN
$4.66M 0.33%
451,540
+90,898
+25% +$930K
SPY icon
65
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$4.53M 0.32%
+10,600
New +$4.71M
APCA
66
DELISTED
AP Acquisition Corp
APCA
$4.33M 0.3%
394,059
+211,226
+116% +$2.3M
BMAC
67
DELISTED
Black Mountain Acquisition Corp.
BMAC
$4M 0.28%
+375,000
New +$4M
CFFS
68
DELISTED
CF Acquisition Corp. VII Class A Common Stock
CFFS
$3.91M 0.27%
365,496
+221,710
+154% +$2.36M
CFIV
69
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$3.85M 0.27%
360,827
+262,543
+267% +$2.77M
ACET icon
70
Adicet Bio
ACET
$75.9M
$3.72M 0.26%
169,705
-7,474
-4% -$264K
IEI icon
71
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$3.66M 0.26%
32,300
+26,000
+413% +$2.97M
MARX
72
DELISTED
Mars Acquisition Corp. Ordinary Shares
MARX
$3.65M 0.26%
348,333
+317,551
+1,032% +$3.31M
KRNL
73
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$3.53M 0.25%
+332,518
New +$3.49M
JUN
74
DELISTED
Juniper II Corp.
JUN
$3.51M 0.25%
+331,347
New +$3.47M
TCOA
75
DELISTED
Zalatoris Acquisition Corp.
TCOA
$3.49M 0.24%
332,008
+10,808
+3% +$113K
1 2
3
4 5

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.