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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEAH
51
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$4M 0.19%
+399,223
New +$3.98M
PNTM.U
52
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$3.98M 0.19%
+400,000
New +$3.98M
AAC.U
53
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$3.96M 0.19%
+400,000
New +$3.98M
ANZUU
54
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$3.96M 0.19%
+400,000
New +$3.96M
FTEV.U
55
DELISTED
FinTech Evolution Acquisition Group Units, each consisting of one Class A Ordinary Share, and one-third of one redeemable warrant
FTEV.U
$3.95M 0.19%
+400,000
New +$3.97M
LGACU
56
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$3.95M 0.19%
+400,000
New +$3.96M
AMPI.U
57
DELISTED
Advanced Merger Partners Inc Units
AMPI.U
$3.93M 0.19%
+400,000
New +$3.96M
VAQC
58
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$3.9M 0.18%
+400,000
New +$3.91M
NUVB icon
59
Nuvation Bio
NUVB
$2.32B
$3.57M 0.17%
359,375
– –
DELL icon
60
Dell
DELL
$296B
$3.37M 0.16%
+63,969
New +$3.19M
C icon
61
Citigroup
C
$227B
$3.35M 0.16%
47,797
-22,962
-32% -$1.61M
CANO
62
DELISTED
Cano Health, Inc.
CANO
$3.28M 0.16%
+2,588
New +$3.14M
BOWX
63
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
$3.19M 0.15%
+318,808
New +$3.27M
HTPA.U
64
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
$3.13M 0.15%
+300,000
New +$3.04M
WBD icon
65
Warner Bros
WBD
$67.4B
$3.1M 0.15%
122,200
+22,100
+22% +$621K
CHNGU
66
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$3.09M 0.15%
44,396
+800
+2% +$58.4K
SLGC
67
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
$3.06M 0.15%
+247,226
New +$2.79M
ASLE icon
68
AerSale
ASLE
$274M
$3.04M 0.14%
178,803
– –
SPGS.U
69
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$2.98M 0.14%
300,000
+283,800
+1,752% +$2.85M
NSTD.U
70
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
$2.96M 0.14%
+300,000
New +$2.97M
ANAC.U
71
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
$2.96M 0.14%
+300,000
New +$2.98M
FVIV.U
72
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
$2.96M 0.14%
+300,000
New +$2.97M
ASZ.U
73
DELISTED
Austerlitz Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
ASZ.U
$2.96M 0.14%
+300,000
New +$3M
PLMIU
74
DELISTED
Plum Acquisition Corp. I Units
PLMIU
$2.94M 0.14%
+300,000
New +$2.97M
PRST
75
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$2.8M 0.13%
280,000
– –
1 2
3
4 5

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.