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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
51
Banzai International
PARA
$5.5M
$2.47M 0.17%
+30
New +$2.99M
GSAQ
52
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
$2.43M 0.17%
+250,500
New +$2.46M
MACU
53
DELISTED
Mallard Acquisition Corp. Common stock
MACU
$2.39M 0.16%
+242,604
New +$2.46M
CLSK icon
54
CleanSpark
CLSK
$2.97B
$2.38M 0.16%
+100,000
New +$2.82M
CFIV
55
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$2.36M 0.16%
+241,533
New +$2.42M
SPAQ.U
56
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
$2.26M 0.16%
+225,000
New +$2.33M
TMPO
57
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$2.24M 0.15%
+225,109
New +$2.48M
ASLE icon
58
AerSale
ASLE
$274M
$2.2M 0.15%
178,803
-105,001
-37% -$1.35M
KSU
59
DELISTED
Kansas City Southern
KSU
$2.18M 0.15%
+8,274
New +$1.8M
CHPT icon
60
ChargePoint
CHPT
$158M
$2.17M 0.15%
+4,063
New +$2.74M
NXU.U
61
DELISTED
Novus Capital Corporation II Units, each consisting of one share of Class A common stock and one thi
NXU.U
$2.12M 0.15%
+212,200
New +$2.21M
OPEN icon
62
Opendoor
OPEN
$3.38B
$2.12M 0.15%
+103,333
New +$2.73M
PRPB
63
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$2.12M 0.15%
214,588
-35,412
-14% -$371K
GMIIU
64
DELISTED
Gores Metropoulos II, Inc. Unit
GMIIU
$2.02M 0.14%
+200,000
New +$2.13M
GE icon
65
CALL
GE Aerospace
GE
$380B
$2.01M 0.14%
+74,858
New +$4.53M
ACII.U
66
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
$2M 0.14%
+200,000
New +$2.09M
NVTS icon
67
Navitas Semiconductor
NVTS
$3.44B
$2M 0.14%
+200,000
New +$2.12M
PRPC.U
68
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$2M 0.14%
+200,000
New +$2.06M
CFV
69
DELISTED
CF Acquisition Corp. V Class A Common Stock
CFV
$1.99M 0.14%
+202,022
New +$2M
RMGCU
70
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$1.99M 0.14%
+200,000
New +$2.08M
RBAC
71
DELISTED
RedBall Acquisition Corp.
RBAC
$1.99M 0.14%
200,000
+175,000
+700% +$1.85M
MACQU
72
DELISTED
MCAP Acquisition Corporation Unit
MACQU
$1.99M 0.14%
+200,000
New +$1.99M
EQD
73
DELISTED
Equity Distribution Acquisition Corp.
EQD
$1.98M 0.14%
+199,600
New +$2.06M
FVT
74
DELISTED
Fortress Value Acquisition Corp. III
FVT
$1.98M 0.14%
+199,960
New +$2M
TMTS
75
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$1.97M 0.14%
+200,000
New +$2.03M
1 2
3
4 5

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.