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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
+$507M
Cap. Flow
+$424M
Cap. Flow %
37.86%
Top 10 Hldgs %
69.37%
Holding
669
New
238
Increased
59
Reduced
66
Closed
278

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$112M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$111M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$68.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$49.8M

Top Sells

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$40M
2
ALBO
Albireo Pharma Inc
ALBO
+$20M
3
AVPT icon
AvePoint
AVPT
+$14.5M
4
MCD icon
McDonald's
MCD
+$10.2M
5
CMRC
Commerce.com Inc Series 1
CMRC
+$5.84M

Sector Composition

Rank Sector Weight
1 Financials 8.86%
2 Healthcare 4.92%
3 Technology 4.04%
4 Communication Services 3.4%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QS icon
51
PUT
QuantumScape Corp
QS
$3.81B
$1.77M 0.16%
+54,000
New +$1.98M
NEM icon
52
Newmont
NEM
$124B
$1.75M 0.16%
29,264
-1,292
-4% -$79.6K
UFS
53
DELISTED
DOMTAR CORPORATION (New)
UFS
$1.74M 0.16%
+55,000
New +$1.57M
PLTR icon
54
PUT
Palantir
PLTR
$421B
$1.72M 0.15%
+230,900
New +$4.13M
MESO
55
Mesoblast
MESO
$2.16B
$1.69M 0.15%
99,500
-30,500
-23% -$751K
VXX icon
56
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$146M
$1.69M 0.15%
+1,572
New +$2.04M
ABUS icon
57
Arbutus Biopharma
ABUS
$907M
$1.65M 0.15%
465,317
-7,332
-2% -$25.7K
CLF icon
58
CALL
Cleveland-Cliffs
CLF
$7.13B
$1.64M 0.15%
218,200
-172,400
-44% -$1.75M
CRHC
59
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$1.56M 0.14%
+150,007
New +$1.5M
CB icon
60
Chubb
CB
$134B
$1.54M 0.14%
+9,993
New +$1.4M
SEAH
61
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$1.52M 0.14%
+150,000
New +$1.5M
RPG icon
62
Invesco S&P 500 Pure Growth ETF
RPG
$2.03B
$1.51M 0.13%
46,250
-49,250
-52% -$1.5M
VIG icon
63
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.47M 0.13%
+10,400
New +$1.41M
FLEX icon
64
Flex
FLEX
$44.2B
$1.33M 0.12%
+98,531
New +$1.14M
GNLN icon
65
Greenlane Holdings
GNLN
$1.23M
– –
0
– –
SPCE icon
66
Virgin Galactic
SPCE
$415M
$1.31M 0.12%
2,754
+2,059
+296% +$962K
MP.WS
67
DELISTED
MP Materials Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at
MP.WS
$1.3M 0.12%
+84,325
New +$873K
YAC.U
68
DELISTED
Yucaipa Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
YAC.U
$1.28M 0.11%
126,028
+51,028
+68% +$524K
RSP icon
69
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$1.27M 0.11%
+9,950
New +$1.18M
PRQR icon
70
ProQR Therapeutics
PRQR
$255M
$1.2M 0.11%
285,696
-12,326
-4% -$52K
FXI icon
71
iShares China Large-Cap ETF
FXI
$4.35B
$1.16M 0.1%
+24,928
New +$1.14M
XLK icon
72
State Street Technology Select Sector SPDR ETF
XLK
$122B
$1.16M 0.1%
+17,790
New +$1.08M
AHACU
73
DELISTED
Alpha Healthcare Acquisition Corp Unit
AHACU
$1.15M 0.1%
108,698
+58,698
+117% +$589K
CELUW
74
DELISTED
Celularity Inc
CELUW
$1.09M 0.1%
379,789
+222,466
+141% +$417K
TALK icon
75
Talkspace
TALK
$878M
$1.08M 0.1%
100,000
-78,237
-44% -$778K
1 2
3
4 5

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PWLP
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FPCG
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Cowen and Company's Q4 2020 Portfolio in Review

As of Q4 2020, Cowen and Company held 669 positions worth $1.12B, up 83% from $613M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Cowen and Company deployed $424M of net new capital in Q4 2020, opening 238 new positions and adding to 59 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 8.4% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was McDonald's, an estimated $10.2M trimmed.

  • Cowen and Company's largest Q4 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 825,000 shares worth $114M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2020, an estimated $68.6M increase.
  • Cowen and Company's biggest Q4 2020 reduction was McDonald's, cutting an estimated $10.2M.
  • Cowen and Company fully exited Nikola Corporation Common Stock in Q4 2020, selling an estimated $40M.
  • Cowen and Company's ten largest holdings make up 69% of its $1.12B portfolio in Q4 2020.
  • Cowen and Company opened 238 new positions and closed 278 in Q4 2020.
  • Cowen and Company's portfolio value rose 83% quarter-over-quarter to $1.12B.

Based on Cowen and Company's 13F filing for Q4 2020, filed 8 Feb 2021.