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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+5.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$613M
AUM Growth
+$11.1M
Cap. Flow
+$98.2M
Cap. Flow %
16.02%
Top 10 Hldgs %
52.71%
Holding
630
New
243
Increased
56
Reduced
99
Closed
199

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$60.6M
2
ALBO
Albireo Pharma Inc
ALBO
+$17.5M
3
AVPT icon
AvePoint
AVPT
+$14.1M
4
SST icon
System1
SST
+$10.2M
5
MCD icon
McDonald's
MCD
+$10M

Top Sells

Rank Stock Value
1
CCL icon
Carnival Corporation Ltd
CCL
+$24.2M
2
BLU
BELLUS Health Inc.
BLU
+$16.7M
3
ABUS icon
Arbutus Biopharma
ABUS
+$11.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$11M
5
LGVW.U
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
+$5.79M

Sector Composition

Rank Sector Weight
1 Healthcare 14.03%
2 Consumer Discretionary 13.24%
3 Financials 8.37%
4 Technology 6.29%
5 Industrials 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIF
51
PUT
DELISTED
Tiffany & Co.
TIF
$1.96M 0.32%
993,800
+273,500
+38% +$33.2M
NEM icon
52
Newmont
NEM
$124B
$1.94M 0.32%
30,556
+8,988
+42% +$586K
SKIL icon
53
Skillsoft
SKIL
$83.5M
$1.94M 0.32%
9,168
+4,504
+97% +$973K
ML
54
DELISTED
MoneyLion Inc.
ML
$1.9M 0.31%
+6,433
New +$1.89M
NVVE
55
DELISTED
Nuvve Holding Corp
NVVE
$1.86M 0.3%
1
– –
SAN icon
56
Banco Santander
SAN
$210B
$1.82M 0.3%
1,029,561
-167,294
-14% -$359K
TALK icon
57
Talkspace
TALK
$869M
$1.75M 0.29%
+178,237
New +$1.76M
DLR icon
58
Digital Realty Trust
DLR
$70.8B
$1.67M 0.27%
11,360
+6,376
+128% +$955K
TLRY icon
59
PUT
Tilray
TLRY
$602M
$1.66M 0.27%
116,860
+31,600
+37% +$2.11M
CLF icon
60
Cleveland-Cliffs
CLF
$7.13B
$1.56M 0.25%
243,205
-197,010
-45% -$1.19M
CURI icon
61
CuriosityStream
CURI
$166M
$1.55M 0.25%
156,110
+133,810
+600% +$1.35M
HYLN icon
62
Hyliion Holdings
HYLN
$701M
$1.52M 0.25%
+30,480
New +$998K
LSXMK
63
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1.51M 0.25%
58,999
– –
MNCLU
64
DELISTED
Monocle Acquisition Corporation Units
MNCLU
$1.51M 0.25%
126,166
– –
IBB icon
65
iShares Biotechnology ETF
IBB
$9.82B
$1.49M 0.24%
+11,020
New +$1.5M
EBAY icon
66
eBay
EBAY
$47.9B
$1.49M 0.24%
+28,531
New +$1.57M
ABUS icon
67
Arbutus Biopharma
ABUS
$907M
$1.48M 0.24%
472,649
-3,858,371
-89% -$11.7M
ALUS
68
DELISTED
Alussa Energy Acquisition Corp
ALUS
$1.46M 0.24%
147,353
+137,154
+1,345% +$1.37M
SRNE
69
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$1.44M 0.24%
+129,200
New +$1.18M
ADVM
70
DELISTED
Adverum Biotechnologies
ADVM
$1.44M 0.24%
13,978
-2,044
-13% -$306K
PRQR icon
71
ProQR Therapeutics
PRQR
$255M
$1.43M 0.23%
298,022
-2,020
-0.7% -$10.6K
NMR icon
72
Nomura Holdings
NMR
$28.7B
$1.4M 0.23%
305,000
-55,000
-15% -$267K
RBOT
73
DELISTED
Vicarious Surgical
RBOT
$1.34M 0.22%
+4,569
New +$1.34M
XOM icon
74
ExxonMobil
XOM
$657B
$1.3M 0.21%
+37,828
New +$1.55M
IWM icon
75
CALL
iShares Russell 2000 ETF
IWM
$81.5B
$1.27M 0.21%
841,500
-283,800
-25% -$42.7M
1 2
3
4 5

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
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BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q3 2020 Portfolio in Review

As of Q3 2020, Cowen and Company held 630 positions worth $613M, up 1.8% from $601M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Cowen and Company deployed $98.2M of net new capital in Q3 2020, opening 243 new positions and adding to 56 existing holdings. Its largest new stake was Albireo Pharma Inc: 600,000 shares worth $20M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Arbutus Biopharma, an estimated $11.7M trimmed.

  • Cowen and Company's largest Q3 2020 buy was Albireo Pharma Inc: 600,000 shares worth $20M.
  • Cowen and Company added most to Invesco QQQ Trust in Q3 2020, an estimated $60.6M increase.
  • Cowen and Company's biggest Q3 2020 reduction was Arbutus Biopharma, cutting an estimated $11.7M.
  • Cowen and Company fully exited Carnival Corporation Ltd in Q3 2020, selling an estimated $24.2M.
  • Cowen and Company's ten largest holdings make up 53% of its $613M portfolio in Q3 2020.
  • Cowen and Company opened 243 new positions and closed 199 in Q3 2020.
  • Cowen and Company's portfolio value rose 1.8% quarter-over-quarter to $613M.

Based on Cowen and Company's 13F filing for Q3 2020, filed 3 Nov 2020.