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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+151.03%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$601M
AUM Growth
+$166M
Cap. Flow
+$564M
Cap. Flow %
93.74%
Top 10 Hldgs %
55.84%
Holding
582
New
177
Increased
66
Reduced
116
Closed
191

Top Buys

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$23.3M
2
CCL icon
Carnival Corporation Ltd
CCL
+$22.1M
3
BLU
BELLUS Health Inc.
BLU
+$15.7M
4
NKLAW
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
+$9.48M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$8.14M

Top Sells

Rank Stock Value
1
MTCH icon
Match Group
MTCH
+$19.8M
2
XOM icon
ExxonMobil
XOM
+$19.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.1M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$13.9M
5
BHP icon
BHP
BHP
+$7.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.9%
2 Healthcare 14.37%
3 Financials 8.14%
4 Industrials 2.53%
5 Technology 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHAQ.U
51
DELISTED
Chardan Healthcare Acquisition 2 Corp. Units, each consisting of one share of Common Stock, and one
CHAQ.U
$2.04M 0.34%
+194,090
New +$1.95M
QTTB icon
52
Q32 Bio
QTTB
$470M
$2M 0.33%
7,313
-19,159
-72% -$5.11M
GB
53
DELISTED
Global Blue Group Holding
GB
$1.95M 0.32%
+190,802
New +$1.95M
GOEV
54
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$1.92M 0.32%
389
+359
+1,197% +$1.7M
GRUB
55
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$1.84M 0.31%
13,109
-7,060
-35% -$748K
NVVE
56
DELISTED
Nuvve Holding Corp
NVVE
$1.82M 0.3%
+1
New +$2.83M
PRQR icon
57
ProQR Therapeutics
PRQR
$255M
$1.82M 0.3%
300,042
-54,807
-15% -$296K
SAVE
58
DELISTED
Spirit Airlines, Inc.
SAVE
$1.81M 0.3%
+101,700
New +$1.45M
TIF
59
CALL
DELISTED
Tiffany & Co.
TIF
$1.79M 0.3%
440,100
+377,500
+603% +$47.3M
FCX icon
60
Freeport-McMoran
FCX
$99.1B
$1.75M 0.29%
151,096
+91,112
+152% +$835K
TECD
61
DELISTED
Tech Data Corp
TECD
$1.74M 0.29%
+12,000
New +$1.66M
TLMD
62
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$1.74M 0.29%
173,105
+119,073
+220% +$1.18M
MUFG icon
63
Mitsubishi UFJ Financial
MUFG
$250B
$1.71M 0.28%
435,213
-338,600
-44% -$1.34M
CTEV
64
Claritev Corp
CTEV
$580M
$1.66M 0.28%
+3,855
New +$1.56M
RPLA.U
65
DELISTED
Replay Acquisition Corp.
RPLA.U
$1.65M 0.27%
154,756
-124,128
-45% -$1.28M
TLRY icon
66
PUT
Tilray
TLRY
$592M
$1.64M 0.27%
85,260
-18,510
-18% -$1.49M
TIF
67
PUT
DELISTED
Tiffany & Co.
TIF
$1.64M 0.27%
720,300
+527,500
+274% +$66.1M
FICO icon
68
CALL
Fair Isaac
FICO
$23B
$1.6M 0.27%
55,700
+2,200
+4% +$803K
NMR icon
69
Nomura Holdings
NMR
$28.7B
$1.6M 0.27%
360,000
-267,100
-43% -$1.11M
LSXMK
70
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1.57M 0.26%
+58,999
New +$1.52M
BHP icon
71
BHP
BHP
$231B
$1.54M 0.26%
34,618
-183,753
-84% -$7.19M
CCXX.U
72
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$1.41M 0.24%
125,000
+92,033
+279% +$962K
CUK
73
DELISTED
Carnival PLC
CUK
$1.4M 0.23%
+111,229
New +$1.44M
PAEWW
74
DELISTED
PAE Incorporated Warrants
PAEWW
$1.4M 0.23%
579,006
-623,680
-52% -$1.32M
MNCLU
75
DELISTED
Monocle Acquisition Corporation Units
MNCLU
$1.39M 0.23%
126,166
– –
1 2
3
4 5

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PWLP
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FPCG
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Cowen and Company's Q2 2020 Portfolio in Review

As of Q2 2020, Cowen and Company held 582 positions worth $601M, up 38% from $435M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen and Company deployed $564M of net new capital in Q2 2020, opening 177 new positions and adding to 66 existing holdings. Its largest new stake was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $16.1M trimmed.

  • Cowen and Company's largest Q2 2020 buy was Carnival Corporation Ltd: 1,476,800 shares worth $24.2M.
  • Cowen and Company added most to Nikola Corporation Common Stock in Q2 2020, an estimated $23.3M increase.
  • Cowen and Company's biggest Q2 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.1M.
  • Cowen and Company fully exited Match Group in Q2 2020, selling an estimated $19.8M.
  • Cowen and Company's ten largest holdings make up 56% of its $601M portfolio in Q2 2020.
  • Cowen and Company opened 177 new positions and closed 191 in Q2 2020.
  • Cowen and Company's portfolio value rose 38% quarter-over-quarter to $601M.

Based on Cowen and Company's 13F filing for Q2 2020, filed 13 Aug 2020.