CAC

Cowen and Company Portfolio holdings

AUM $2.9B
This Quarter Return
+15.73%
1 Year Return
+104.28%
3 Year Return
+119.87%
5 Year Return
+632.2%
10 Year Return
–
AUM
$1.1B
AUM Growth
+$735M
Cap. Flow
+$724M
Cap. Flow %
65.64%
Top 10 Hldgs %
75.06%
Holding
537
New
154
Increased
68
Reduced
45
Closed
171

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$303M
2
AAPL icon
Apple
AAPL
$158M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$103M
4
FRC
First Republic Bank
FRC
$42.3M
5
XBI icon
SPDR S&P Biotech ETF
XBI
$38M

Top Sells

1
ZM icon
Zoom
ZM
$32.9M
2
CRWD icon
CrowdStrike
CRWD
$17.6M
3
BYND icon
Beyond Meat
BYND
$17.1M
4
SEGG
Lottery.com
SEGG
$11.9M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
$10.1M

Sector Composition

1 Technology 18.62%
2 Financials 13.7%
3 Healthcare 4.88%
4 Consumer Discretionary 2.74%
5 Communication Services 1.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TWTR
51
DELISTED
Twitter, Inc.
TWTR
$2.04M 0.18%
+63,629
New +$2.04M
MDLA
52
DELISTED
Medallia, Inc.
MDLA
$2.03M 0.18%
+65,300
New +$2.03M
APYX icon
53
Apyx Medical
APYX
$71.5M
$2M 0.17%
+235,986
New +$2M
GB
54
DELISTED
Global Blue Group Holding
GB
$1.9M 0.17%
184,001
-582,963
-76% -$6.02M
AVPT icon
55
AvePoint
AVPT
$3.38B
$1.89M 0.16%
+191,053
New +$1.89M
PACQW
56
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$1.86M 0.16%
1,884,928
+297,959
+19% +$294K
XLV icon
57
Health Care Select Sector SPDR Fund
XLV
$33.7B
$1.84M 0.16%
18,030
+4,730
+36% +$482K
MFG icon
58
Mizuho Financial
MFG
$80.8B
$1.8M 0.16%
583,650
-1,919,600
-77% -$5.93M
DMTK
59
DELISTED
DermTech, Inc. Common Stock
DMTK
$1.79M 0.16%
144,063
-58,746
-29% -$728K
TTCF
60
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$1.78M 0.15%
+174,636
New +$1.78M
MJ icon
61
Amplify Alternative Harvest ETF
MJ
$179M
$1.68M 0.15%
+8,157
New +$1.68M
CHPT icon
62
ChargePoint
CHPT
$245M
$1.66M 0.14%
+8,477
New +$1.66M
BAC icon
63
Bank of America
BAC
$374B
$1.63M 0.14%
+46,215
New +$1.63M
UTHR icon
64
United Therapeutics
UTHR
$17.5B
$1.56M 0.14%
+17,742
New +$1.56M
DISCK
65
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.53M 0.13%
50,000
-50,000
-50% -$1.53M
THCA
66
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$1.5M 0.13%
152,134
-80,857
-35% -$797K
DM
67
DELISTED
Desktop Metal, Inc.
DM
$1.42M 0.12%
14,200
+12,700
+847% +$1.27M
TRNE.U
68
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$1.39M 0.12%
132,539
+87,049
+191% +$910K
LATN
69
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$1.38M 0.12%
+139,925
New +$1.38M
MNCLU
70
DELISTED
Monocle Acquisition Corporation Units
MNCLU
$1.37M 0.12%
+126,166
New +$1.37M
PAACU
71
DELISTED
Proficient Alpha Acquisition Corp. Unit
PAACU
$1.29M 0.11%
+125,001
New +$1.29M
THCBU
72
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$1.27M 0.11%
+121,200
New +$1.27M
THCX
73
DELISTED
AXS Cannabis ETF
THCX
$1.25M 0.11%
+10,000
New +$1.25M
CIICU
74
DELISTED
CIIG Merger Corp. Units
CIICU
$1.21M 0.11%
+119,304
New +$1.21M
ASLE icon
75
AerSale
ASLE
$397M
$1.18M 0.1%
+384,865
New +$1.18M
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