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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+16.41%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$757M
Cap. Flow
+$1.77B
Cap. Flow %
153.77%
Top 10 Hldgs %
71.98%
Holding
716
New
268
Increased
91
Reduced
64
Closed
268

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
2
AAPL icon
Apple
AAPL
+$138M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.2M
4
FRC
First Republic Bank
FRC
+$38.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$36.5M

Top Sells

Rank Stock Value
1
ZM icon
Zoom
ZM
+$32.9M
2
CRWD icon
CrowdStrike
CRWD
+$17.6M
3
BYND icon
Beyond Meat
BYND
+$17.1M
4
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$12M
5
BFI
BurgerFi International, Inc. Common Stock
BFI
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 17.86%
2 Financials 13.13%
3 Healthcare 4.9%
4 Consumer Discretionary 2.63%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
51
Citigroup
C
$226B
$2.19M 0.19%
+27,469
New +$2.03M
CLF icon
52
Cleveland-Cliffs
CLF
$6.99B
$2.13M 0.18%
+253,116
New +$1.94M
CGC
53
Canopy Growth
CGC
$410M
$2.11M 0.18%
+10,000
New +$1.98M
TRGP icon
54
Targa Resources
TRGP
$55.1B
$2.06M 0.18%
50,441
-49,895
-50% -$1.94M
TWTR
55
DELISTED
Twitter, Inc.
TWTR
$2.04M 0.18%
+63,629
New +$2.09M
MDLA
56
DELISTED
Medallia, Inc.
MDLA
$2.03M 0.18%
+65,300
New +$1.93M
APYX icon
57
Apyx Medical
APYX
$171M
$2M 0.17%
+235,986
New +$1.7M
GB
58
DELISTED
Global Blue Group Holding
GB
$1.9M 0.17%
184,001
-582,963
-76% -$5.96M
AVPT icon
59
AvePoint
AVPT
$2.71B
$1.89M 0.16%
+191,053
New +$1.91M
PACQW
60
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$1.86M 0.16%
1,884,928
+297,959
+19% +$319K
XLV icon
61
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$1.84M 0.16%
18,030
+4,730
+36% +$455K
MFG icon
62
Mizuho Financial
MFG
$130B
$1.8M 0.16%
583,650
-1,919,600
-77% -$5.98M
DMTK
63
DELISTED
DermTech, Inc. Common Stock
DMTK
$1.79M 0.16%
144,063
-58,746
-29% -$515K
TTCF
64
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$1.78M 0.15%
+174,636
New +$1.78M
MJ icon
65
Amplify Alternative Harvest ETF
MJ
$105M
$1.68M 0.15%
+8,157
New +$1.8M
CHPT icon
66
ChargePoint
CHPT
$161M
$1.66M 0.14%
+8,477
New +$1.65M
BAC icon
67
Bank of America
BAC
$442B
$1.63M 0.14%
+46,215
New +$1.49M
UTHR icon
68
United Therapeutics
UTHR
$23.1B
$1.56M 0.14%
+17,742
New +$1.56M
DISCK
69
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.52M 0.13%
50,000
-50,000
-50% -$1.4M
THCA
70
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$1.5M 0.13%
152,134
-80,857
-35% -$793K
DM
71
DELISTED
Desktop Metal, Inc.
DM
$1.42M 0.12%
14,200
+12,700
+847% +$1.26M
TRNE.U
72
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$1.39M 0.12%
132,539
+87,049
+191% +$905K
LATN
73
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$1.38M 0.12%
+139,925
New +$1.38M
MNCLU
74
DELISTED
Monocle Acquisition Corporation Units
MNCLU
$1.37M 0.12%
+126,166
New +$1.33M
TRGP icon
75
CALL
Targa Resources
TRGP
$55.1B
$1.36M 0.12%
431,700
+331,700
+332% +$12.9M
1 2
3
4 5

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PWLP
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FPCG
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SI
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BC
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FTDI
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CIM
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Cowen and Company's Q4 2019 Portfolio in Review

As of Q4 2019, Cowen and Company held 716 positions worth $1.15B, up 192% from $394M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Cowen and Company deployed $1.77B of net new capital in Q4 2019, opening 268 new positions and adding to 91 existing holdings. Its largest new stake was Apple: 2,148,000 shares worth $158M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Sports Entertainment Gaming Global Corp, an estimated $12M trimmed.

  • Cowen and Company's largest Q4 2019 buy was Apple: 2,148,000 shares worth $158M.
  • Cowen and Company added most to Invesco QQQ Trust in Q4 2019, an estimated $285M increase.
  • Cowen and Company's biggest Q4 2019 reduction was Sports Entertainment Gaming Global Corp, cutting an estimated $12M.
  • Cowen and Company fully exited Zoom in Q4 2019, selling an estimated $32.9M.
  • Cowen and Company's ten largest holdings make up 72% of its $1.15B portfolio in Q4 2019.
  • Cowen and Company opened 268 new positions and closed 268 in Q4 2019.
  • Cowen and Company's portfolio value rose 192% quarter-over-quarter to $1.15B.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.