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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-2.91%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$394M
AUM Growth
–
Cap. Flow
+$923M
Cap. Flow %
234.23%
Top 10 Hldgs %
47.92%
Holding
448
New
446
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$70M
2
ZM icon
Zoom
ZM
+$38.9M
3
CRWD icon
CrowdStrike
CRWD
+$24M
4
BYND icon
Beyond Meat
BYND
+$18.9M
5
NKLA
Nikola Corporation Common Stock
NKLA
+$12.1M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 28.08%
2 Technology 20%
3 Consumer Discretionary 7.92%
4 Consumer Staples 6.17%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
51
Emerson Electric
EMR
$88.3B
$1.2M 0.3%
+17,936
New +$1.13M
XLV icon
52
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$1.2M 0.3%
+13,300
New +$1.21M
FRMM
53
Forum Markets
FRMM
$79.5M
$1.19M 0.3%
+30
New +$1.2M
DPHCU
54
DELISTED
DiamondPeak Holdings Corp. Units
DPHCU
$1.19M 0.3%
+117,000
New +$1.18M
NFLX icon
55
PUT
Netflix
NFLX
$309B
$1.17M 0.3%
+900,000
New +$28.2M
RVLV icon
56
Revolve Group
RVLV
$1.73B
$1.17M 0.3%
+50,000
New +$1.43M
VAR
57
DELISTED
Varian Medical Systems, Inc.
VAR
$1.14M 0.29%
+9,589
New +$1.14M
GNLN icon
58
Greenlane Holdings
GNLN
$1.23M
– –
0
– –
NPAUU
59
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$1.14M 0.29%
+112,867
New +$1.13M
DMTK
60
DELISTED
DermTech, Inc. Common Stock
DMTK
$1.14M 0.29%
+202,809
New +$2.42M
CLVR
61
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$1.12M 0.28%
+3,729
New +$1.11M
RVPH
62
DELISTED
REVIVA PHARMA HLDGS INC
RVPH
$1.12M 0.28%
+5,406
New +$1.11M
BHVN
63
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$1.11M 0.28%
+26,500
New +$1.12M
ATH
64
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$1.09M 0.28%
+26,000
New +$1.07M
HOFV
65
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.08M 0.27%
+6,653
New +$1.07M
GIG.U
66
DELISTED
GigCapital, Inc.
GIG.U
$1.07M 0.27%
+90,592
New +$1.01M
TMCXW
67
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$1.07M 0.27%
+839,953
New +$479K
BRMK
68
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$1.03M 0.26%
+98,529
New +$1.02M
QDEL icon
69
QuidelOrtho
QDEL
$838M
$1.02M 0.26%
+16,605
New +$999K
PAYS icon
70
Paysign
PAYS
$705M
$1.01M 0.26%
+100,000
New +$1.33M
SNDL icon
71
Sundial Growers
SNDL
$320M
$1.01M 0.26%
+21,071
New +$1.87M
ANDAU
72
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$968K 0.25%
+92,157
New +$957K
XOM icon
73
ExxonMobil
XOM
$634B
$944K 0.24%
+13,367
New +$967K
COR icon
74
PUT
Cencora
COR
$61.2B
$943K 0.24%
+255,000
New +$21.9M
RMG.U
75
DELISTED
RMG Acquisition Corp.
RMG.U
$908K 0.23%
+89,978
New +$906K
1 2
3
4 5

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Cowen and Company's Q3 2019 Portfolio in Review

Q3 2019 is the first quarter with a 13F filing on record for Cowen and Company, which disclosed 448 positions worth $394M. Its ten largest holdings account for 48% of the portfolio.

Its largest position is Sumitomo Mitsui Financial: 10,251,605 shares worth $70.1M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, followed by Technology and Consumer Discretionary.

  • Cowen and Company's largest Q3 2019 buy was Sumitomo Mitsui Financial: 10,251,605 shares worth $70.1M.
  • Cowen and Company's ten largest holdings make up 48% of its $394M portfolio in Q3 2019.
  • Cowen and Company disclosed 448 positions in Q3 2019, its first 13F filing on record.

Based on Cowen and Company's 13F filing for Q3 2019, filed 12 Nov 2019.