CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+105.26%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.56B
AUM Growth
+$1.03B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
773
New
Increased
Reduced
Closed

Top Buys

1
+$211M
2
+$146M
3
+$111M
4
PTGX icon
Protagonist Therapeutics
PTGX
+$42.4M
5
AAPL icon
Apple
AAPL
+$35.7M

Top Sells

1
+$33M
2
+$30.3M
3
+$28.5M
4
SIRI icon
SiriusXM
SIRI
+$26.6M
5
IMO icon
Imperial Oil
IMO
+$24.7M

Sector Composition

1 Financials 30.12%
2 Technology 29.64%
3 Healthcare 23.93%
4 Communication Services 6.15%
5 Energy 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
701
– –
-50,000
702
– –
-20,443
703
– –
-231,860
704
– –
-135,000
705
– –
-72,700
706
– –
-50,000
707
– –
-101,912
708
– –
-165,000
709
– –
-76,775
710
– –
-446,435
711
– –
-50,000
712
– –
-282,851
713
– –
-2,135,000
714
– –
-66,470
715
– –
-11,653
716
– –
-20,000
717
– –
-1,642,347
718
– –
0
719
– –
-72,141
720
– –
-78,319
721
– –
0
722
– –
0
723
– –
-433,016
724
– –
-317,059
725
– –
-69,410
27 28
29
30 31