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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLUA
701
DELISTED
BlueRiver Acquisition Corp.
BLUA
– –
-99,000
Closed -$1.04M
SWSS
702
DELISTED
Clean Energy Special Situations Corp. Common stock
SWSS
– –
-80,776
Closed -$835K
AONC
703
DELISTED
American Oncology Network, Inc. Class A Common Stock
AONC
– –
-65,000
Closed -$671K
PUCK
704
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
– –
-201,887
Closed -$2.1M
WRAC
705
DELISTED
Williams Rowland Acquisition Corp.
WRAC
– –
-84,607
Closed -$877K
CHEA
706
DELISTED
Chenghe Acquisition Co. Class A Ordinary Share
CHEA
– –
-130,501
Closed -$1.4M
NRAC
707
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
– –
-19,400
Closed -$204K
CPTK
708
DELISTED
Crown PropTech Acquisitions
CPTK
– –
-198,000
Closed -$2.03M
OPA
709
DELISTED
Magnum Opus Acquisition Limited
OPA
– –
-90,550
Closed -$946K
GPP
710
DELISTED
Green Plains Partners LP
GPP
– –
-173,916
Closed -$2.25M
AAIC
711
DELISTED
Arlington Asset Investment Corp.
AAIC
– –
-56,717
Closed -$263K
MOBV
712
DELISTED
Mobiv Acquisition Corp Class A Common Stock
MOBV
– –
-159,446
Closed -$1.69M
HWEL
713
DELISTED
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
– –
-97,374
Closed -$1M
JGGC
714
DELISTED
Jaguar Global Growth Corporation I Class A Ordinary Shares
JGGC
– –
-507,104
Closed -$5.37M
WE
715
DELISTED
WeWork Inc.
WE
– –
-780
Closed -$5.36K
ALLG.WS
716
DELISTED
Allego N.V. Warrants
ALLG.WS
– –
-50,000
Closed -$14.5K
FSNB
717
DELISTED
Fusion Acquisition Corp. II
FSNB
– –
-468,648
Closed -$4.86M
FZT
718
DELISTED
FAST Acquisition Corp. II
FZT
– –
-99,934
Closed -$1.04M
ICNC
719
DELISTED
Iconic Sports Acquisition Corp.
ICNC
– –
-617,256
Closed -$6.57M
ICNC.WS
720
DELISTED
Iconic Sports Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ICNC.WS
– –
-87,207
Closed -$6.88K
OTMOW
721
DELISTED
Otonomo Technologies Ltd. Warrant
OTMOW
– –
-3,041,622
Closed -$60.8K
GFGDR
722
DELISTED
The Growth for Good Acquisition Corporation Right
GFGDR
– –
-283,365
Closed -$39.7K
GFGD
723
DELISTED
The Growth for Good Acquisition Corporation Class A Ordinary Shares
GFGD
– –
-693,606
Closed -$7.24M
ADER
724
DELISTED
26 Capital Acquisition Corp
ADER
– –
-302,100
Closed -$3.25M
SUNL.WS
725
DELISTED
Sunlight Financial Holdings, Inc. Warrants, exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SUNL.WS
– –
-417,501
Closed -$7.05K
27 28
29
30 31

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FPCG
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BC
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Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.