We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$851M
AUM Growth
-$105M
Cap. Flow
+$44.2M
Cap. Flow %
5.19%
Top 10 Hldgs %
47.53%
Holding
835
New
170
Increased
157
Reduced
172
Closed
270

Top Buys

Rank Stock Value
1
KVSC
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
+$24.3M
2
STOK icon
Stoke Therapeutics
STOK
+$22.8M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$22.1M
4
SCPH
scPharmaceuticals
SCPH
+$20.6M
5
AAC
Ares Acquisition Corporation
AAC
+$13.3M

Top Sells

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.8M
2
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$25.2M
3
CTLP
Cantaloupe
CTLP
+$12.3M
4
INVZ icon
Innoviz Technologies
INVZ
+$10.9M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$8.76M

Sector Composition

Rank Sector Weight
1 Healthcare 38.46%
2 Financials 25.66%
3 Materials 12.69%
4 Consumer Discretionary 4.54%
5 Technology 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUNRW
701
DELISTED
Intuitive Machines, Inc. Warrants
LUNRW
– –
-1,089,115
Closed -$304K
NKGN
702
DELISTED
NKGen Biotech, Inc. Common Stock
NKGN
– –
-363,598
Closed -$3.62M
KACLW
703
DELISTED
Kairous Acquisition Corp. Limited Warrants
KACLW
– –
-11,850
Closed -$959
BOCNU
704
DELISTED
Blue Ocean Acquisition Corp Unit
BOCNU
– –
-100,000
Closed -$1.03M
WEL.WS
705
DELISTED
Integrated Wellness Acquisition Corp Redeemable Warrants
WEL.WS
– –
-51,534
Closed -$2.58K
RCM
706
CALL
DELISTED
R1 RCM Inc. Common Stock
RCM
– –
-10,000
Closed -$2.5K
RCM
707
DELISTED
R1 RCM Inc. Common Stock
RCM
– –
-4,750
Closed -$52K
BCSAW
708
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
– –
-211,200
Closed -$12.7K
SOC.WS
709
DELISTED
Sable Offshore Corp. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
SOC.WS
– –
-333,868
Closed -$217K
SHCRW
710
DELISTED
Sharecare, Inc. Warrant
SHCRW
– –
-99,400
Closed -$13.9K
XFIN
711
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
– –
-28,561
Closed -$293K
SLAMU
712
DELISTED
Slam Corp. Unit
SLAMU
– –
-36,000
Closed -$364K
LLAP.WS
713
DELISTED
Terran Orbital Corporation Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
LLAP.WS
– –
-239,233
Closed -$23.9K
TENKR
714
DELISTED
TenX Keane Acquisition Right
TENKR
– –
-75,000
Closed -$15K
KRNL
715
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
– –
-50,100
Closed -$506K
MAQC
716
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
– –
-20,000
Closed -$208K
COOL
717
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
– –
-24,104
Closed -$238K
TWLVW
718
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
– –
-50,631
Closed -$797
QDRO
719
DELISTED
Quadro Acquisition One Corp. Class A Ordinary Shares
QDRO
– –
-123,567
Closed -$1.25M
SCRMW
720
DELISTED
Screaming Eagle Acquisition Corp. Warrant
SCRMW
– –
-543,953
Closed -$128K
USCTW
721
DELISTED
Roth CH Acquisition Co. Warrant
USCTW
– –
-63,370
Closed -$1.38K
TWOA
722
DELISTED
two
TWOA
– –
-32,000
Closed -$322K
ADOCR
723
DELISTED
Edoc Acquisition Corp. Right
ADOCR
– –
-128,808
Closed -$11.6K
IRRX
724
DELISTED
Integrated Rail and Resources Acquisition Corp.
IRRX
– –
-300,382
Closed -$3.09M
VAQC
725
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
– –
-12,000
Closed -$121K
27 28
29
30 31

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen and Company held 835 positions worth $851M, down 11% from $956M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen and Company deployed $44.2M of net new capital in Q1 2023, opening 170 new positions and adding to 157 existing holdings. Its largest new stake was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 37% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was SciPlay Corporation Class A Common Stock, an estimated $25.2M trimmed.

  • Cowen and Company's largest Q1 2023 buy was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.
  • Cowen and Company added most to Stoke Therapeutics in Q1 2023, an estimated $22.8M increase.
  • Cowen and Company's biggest Q1 2023 reduction was SciPlay Corporation Class A Common Stock, cutting an estimated $25.2M.
  • Cowen and Company fully exited DCP Midstream, LP in Q1 2023, selling an estimated $58.8M.
  • Cowen and Company's ten largest holdings make up 48% of its $851M portfolio in Q1 2023.
  • Cowen and Company opened 170 new positions and closed 270 in Q1 2023.
  • Cowen and Company's portfolio value fell 11% quarter-over-quarter to $851M.

Based on Cowen and Company's 13F filing for Q1 2023, filed 9 May 2023.