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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
701
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
– –
-50,000
Closed -$2K
TPIC
702
CALL
DELISTED
TPI Composites
TPIC
– –
-41,500
Closed -$128K
TPIC
703
DELISTED
TPI Composites
TPIC
– –
-5,707
Closed -$276K
TXG icon
704
CALL
10x Genomics
TXG
$7.63B
– –
-17,200
Closed -$130K
UP icon
705
Wheels Up
UP
$191M
– –
-1,945
Closed -$3.88M
UPS icon
706
CALL
United Parcel Service
UPS
$89.1B
– –
-10,100
Closed -$80K
UPS icon
707
PUT
United Parcel Service
UPS
$89.1B
– –
-10,100
Closed -$45K
WB icon
708
PUT
Weibo
WB
$1.96B
– –
-10,000
Closed -$1K
WFC icon
709
CALL
Wells Fargo
WFC
$265B
– –
-6,600
Closed -$21K
WOOF icon
710
Petco
WOOF
$765M
– –
-138,800
Closed -$3.11M
WOOF icon
711
PUT
Petco
WOOF
$765M
– –
-86,000
Closed -$1.1M
XBI icon
712
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-102,800
Closed -$58K
XLF icon
713
CALL
State Street Financial Select Sector SPDR ETF
XLF
$59B
– –
-100,000
Closed -$88K
XLF icon
714
State Street Financial Select Sector SPDR ETF
XLF
$59B
– –
-5,280
Closed -$194K
XPO icon
715
CALL
XPO
XPO
$23.5B
– –
-159,027
Closed -$263K
XPO icon
716
PUT
XPO
XPO
$23.5B
– –
-15,903
Closed -$23K
XRT icon
717
CALL
State Street SPDR S&P Retail ETF
XRT
$652M
– –
-302,500
Closed -$493K
XRT icon
718
PUT
State Street SPDR S&P Retail ETF
XRT
$652M
– –
-383,400
Closed -$79K
SOC icon
719
Sable Offshore Corp
SOC
$976M
– –
-250,000
Closed -$2.42M
BNAI
720
Brand Engagement Network
BNAI
$95.7M
– –
-14,621
Closed -$1.42M
BNT
721
Brookfield Wealth Solutions
BNT
$12.2B
– –
-37,500
Closed -$1.3M
MSPR
722
DELISTED
MSP Recovery Inc
MSPR
– –
-23
Closed -$987K
MSPRZ
723
DELISTED
MSP Recovery Inc Warrant
MSPRZ
– –
-25,000
Closed -$24K
FFAI
724
PUT
Faraday Future Intelligent Electric
FFAI
$11.2M
– –
0
– -$14K
AMPS
725
DELISTED
Altus Power
AMPS
– –
-134,075
Closed -$1.3M
27 28
29
30 31

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.