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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.92B
AUM Growth
+$461M
Cap. Flow
+$989M
Cap. Flow %
51.61%
Top 10 Hldgs %
63.63%
Holding
876
New
346
Increased
83
Reduced
114
Closed
295

Top Buys

Rank Stock Value
1
HD icon
Home Depot
HD
+$102M
2
LOW icon
Lowe's Companies
LOW
+$102M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$97.8M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$51.2M
5
RCKT icon
Rocket Pharmaceuticals
RCKT
+$43.4M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$107M
2
ITOS
iTeos Therapeutics
ITOS
+$20.1M
3
UPST icon
Upstart Holdings
UPST
+$12.9M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$10.7M
5
ML
MoneyLion Inc.
ML
+$10.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.9%
2 Consumer Discretionary 11.6%
3 Financials 6.59%
4 Technology 3.07%
5 Industrials 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTHR icon
701
CALL
United Therapeutics
UTHR
$23B
– –
-10,500
Closed -$500K
VFF icon
702
CALL
Village Farms International
VFF
$291M
– –
-44,500
Closed -$123K
VNET
703
CALL
VNET Group
VNET
$2.12B
– –
-677,400
Closed -$75K
VRTX icon
704
CALL
Vertex Pharmaceuticals
VRTX
$133B
– –
-15,800
Closed -$129K
VRTX icon
705
Vertex Pharmaceuticals
VRTX
$133B
– –
-5,773
Closed -$1.24M
VRTX icon
706
PUT
Vertex Pharmaceuticals
VRTX
$133B
– –
-5,200
Closed -$189K
VTRS icon
707
Viatris
VTRS
$18.7B
– –
-4,775
Closed -$67K
VTRS icon
708
PUT
Viatris
VTRS
$18.7B
– –
-6,100
Closed -$7K
VXX icon
709
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$145M
– –
-1,575
Closed -$1.15M
VYX icon
710
CALL
NCR Voyix
VYX
$1.13B
– –
-6,520
Closed -$6K
VYX icon
711
NCR Voyix
VYX
$1.13B
– –
-12,028
Closed -$280K
VYX icon
712
PUT
NCR Voyix
VYX
$1.13B
– –
-22,494
Closed -$1K
WBA
713
CALL
DELISTED
Walgreens Boots Alliance
WBA
– –
-17,200
Closed -$71K
WBD icon
714
CALL
Warner Bros
WBD
$67.6B
– –
-37,800
Closed -$5K
WING icon
715
Wingstop
WING
$3.18B
– –
-1,497
Closed -$190K
WING icon
716
PUT
Wingstop
WING
$3.18B
– –
-10,300
Closed -$8K
XBI icon
717
CALL
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-8,500
Closed -$25K
XLY icon
718
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.6B
– –
-19,928
Closed -$1.68M
XLY icon
719
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.6B
– –
-410,400
Closed -$229K
XOS icon
720
Xos
XOS
$35.9M
– –
-2,544
Closed -$757K
EXEEL
721
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
– –
-43,510
Closed -$740K
ONC
722
CALL
BeOne Medicines Ltd
ONC
$40.4B
– –
-11,800
Closed -$1.75M
TVRD
723
CALL
Tvardi Therapeutics
TVRD
$22.7M
– –
-2,761
Closed -$162K
TVRD
724
Tvardi Therapeutics
TVRD
$22.7M
– –
-719
Closed -$562K
TVRD
725
PUT
Tvardi Therapeutics
TVRD
$22.7M
– –
-592
Closed -$11K
27 28
29
30 31

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FPCG
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PRO
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Cowen and Company's Q2 2021 Portfolio in Review

As of Q2 2021, Cowen and Company held 876 positions worth $1.92B, up 32% from $1.45B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Cowen and Company deployed $989M of net new capital in Q2 2021, opening 346 new positions and adding to 83 existing holdings. Its largest new stake was Home Depot: 320,000 shares worth $99.8M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Foresight Acquisition Corp. Units, an estimated $6.05M trimmed.

  • Cowen and Company's largest Q2 2021 buy was Home Depot: 320,000 shares worth $99.8M.
  • Cowen and Company added most to State Street SPDR S&P 500 ETF Trust in Q2 2021, an estimated $97.8M increase.
  • Cowen and Company's biggest Q2 2021 reduction was Foresight Acquisition Corp. Units, cutting an estimated $6.05M.
  • Cowen and Company fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2021, selling an estimated $107M.
  • Cowen and Company's ten largest holdings make up 64% of its $1.92B portfolio in Q2 2021.
  • Cowen and Company opened 346 new positions and closed 295 in Q2 2021.
  • Cowen and Company's portfolio value rose 32% quarter-over-quarter to $1.92B.

Based on Cowen and Company's 13F filing for Q2 2021, filed 13 Aug 2021.