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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YAC.U
701
DELISTED
Yucaipa Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
YAC.U
– –
-126,028
Closed -$1.28M
SVOKU
702
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
– –
-1,550,000
Closed -$16M
ZGYH
703
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
– –
-49,896
Closed -$496K
ZGYHW
704
DELISTED
Yunhong International Warrant
ZGYHW
– –
-20,000
Closed -$15K
TRIL
705
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-22,070
Closed -$325K
TRIL
706
PUT
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-81,400
Closed -$120K
PTRAW
707
DELISTED
Proterra Inc. Warrant
PTRAW
– –
-50,000
Closed -$115K
GSAH.WS
708
DELISTED
GS Acquisition Holdings Corp II Redeemable Warrants, each whole warrant exercisable for one share of
GSAH.WS
– –
-15,000
Closed -$38K
HZAC
709
DELISTED
Horizon Acquisition Corporation
HZAC
– –
-50,000
Closed -$501K
VIHAW
710
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
– –
-40,000
Closed -$44K
LCIDW
711
DELISTED
Lucid Group, Inc. Warrant
LCIDW
– –
-34,986
Closed -$53K
ITACW
712
DELISTED
Industrial Tech Acquisitions, Inc. Warrant
ITACW
– –
-54,184
Closed -$57K
GLEO.WS
713
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
– –
-15,000
Closed -$13K
DEH.WS
714
DELISTED
D8 Holdings Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exer
DEH.WS
– –
-75,000
Closed -$79K
SFTW.WS
715
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
– –
-55,000
Closed -$81K
TWCTW
716
DELISTED
TWC Tech Holdings II Corp. Warrant
TWCTW
– –
-50,000
Closed -$83K
KSMTW
717
DELISTED
Kismet Acquisition One Corp Warrant
KSMTW
– –
-25,000
Closed -$27K
AHACU
718
DELISTED
Alpha Healthcare Acquisition Corp Unit
AHACU
– –
-108,698
Closed -$1.15M
DFNS.WS
719
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
– –
-20,000
Closed -$32K
SAIIW
720
DELISTED
Software Acquisition Group Inc. II Warrant
SAIIW
– –
-59,920
Closed -$81K
SAII
721
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
– –
-14,949
Closed -$149K
GRSVU
722
DELISTED
Gores Holdings V, Inc. Unit
GRSVU
– –
-35,500
Closed -$382K
DGNR.U
723
DELISTED
Dragoneer Growth Opportunities Corp. Units, each consisting of one Class A ordinary share, and one-f
DGNR.U
– –
-22,720
Closed -$318K
SVACU
724
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
– –
-30,321
Closed -$312K
PSACU
725
DELISTED
Property Solutions Acquisition Corp. Unit
PSACU
– –
-12,331
Closed -$136K
27 28
29
30 31

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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.