CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+105.26%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.56B
AUM Growth
+$1.03B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
773
New
Increased
Reduced
Closed

Top Buys

1
+$211M
2
+$146M
3
+$111M
4
PTGX icon
Protagonist Therapeutics
PTGX
+$42.4M
5
AAPL icon
Apple
AAPL
+$35.7M

Top Sells

1
+$33M
2
+$30.3M
3
+$28.5M
4
SIRI icon
SiriusXM
SIRI
+$26.6M
5
IMO icon
Imperial Oil
IMO
+$24.7M

Sector Composition

1 Financials 30.12%
2 Technology 29.64%
3 Healthcare 23.93%
4 Communication Services 6.15%
5 Energy 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
676
– –
-569,389
677
– –
-500,000
678
– –
-10,000
679
– –
-571
680
– –
0
681
– –
0
682
– –
-86,664
683
– –
0
684
– –
-787,204
685
– –
-715,000
686
– –
-15,000
687
– –
-191,096
688
– –
-100,000
689
– –
-25,000
690
– –
-19,700
691
– –
-216,292
692
– –
-280,171
693
– –
-1,111,900
694
– –
-93,878
695
– –
-367,822
696
– –
-212,735
697
– –
-22,498
698
– –
-271,370
699
– –
-85,500
700
– –
-99,122
26 27
28
29 30