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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-1.58%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.43B
AUM Growth
+$223M
Cap. Flow
+$517M
Cap. Flow %
36.15%
Top 10 Hldgs %
41.55%
Holding
794
New
212
Increased
219
Reduced
129
Closed
151

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$169M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$48.6M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$29.1M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$22.5M
5
SIRI icon
SiriusXM
SIRI
+$20.3M

Top Sells

Rank Stock Value
1
MMP
Magellan Midstream Partners, L.P.
MMP
+$45.2M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$24.1M
3
EOCW
Elliott Opportunity II Corp.
EOCW
+$15.2M
4
DNAD
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
+$11.4M
5
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$8.23M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Technology 21.97%
3 Healthcare 21.97%
4 Communication Services 4.12%
5 Industrials 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
676
Sumitomo Mitsui Financial
SMFG
$160B
– –
-2,800,730
Closed -$24.1M
SNOW icon
677
Snowflake
SNOW
$115B
– –
-5,000
Closed -$880K
SOAR icon
678
Volato Group
SOAR
$8.58M
– –
-2,829
Closed -$748K
SPWR icon
679
SunPower Inc
SPWR
$48.4M
– –
-102,500
Closed -$1.09M
UHG
680
DELISTED
United Homes Group
UHG
– –
-11,000
Closed -$123K
UPS icon
681
United Parcel Service
UPS
$88.8B
– –
-1,884
Closed -$338K
VFF icon
682
Village Farms International
VFF
$292M
– –
-740,000
Closed -$443K
DHAI
683
DELISTED
DIH Holdings US
DHAI
– –
-576
Closed -$153K
SOC icon
684
Sable Offshore Corp
SOC
$922M
– –
-489,723
Closed -$5.03M
OKLO
685
Oklo
OKLO
$8.69B
– –
-273,351
Closed -$2.85M
VEEA
686
Veea Inc
VEEA
$7.09M
– –
-150,012
Closed -$1.58M
AMOD
687
Alpha Modus Holdings
AMOD
$21.7M
– –
-280
Closed -$117K
SPWRW
688
SunPower Inc Warrants
SPWRW
$1.34M
– –
-20,300
Closed -$8.53K
GBBK
689
DELISTED
Global Blockchain Acquisition Corp. Common Stock
GBBK
– –
-130,983
Closed -$1.37M
IPXXU
690
DELISTED
Inflection Point Acquisition Corp. II Unit
IPXXU
– –
-782,282
Closed -$7.92M
MGOL
691
DELISTED
MGO Global Inc. Common Stock
MGOL
– –
-25,000
Closed -$558K
GODNU
692
DELISTED
Golden Star Acquisition Corporation Unit
GODNU
– –
-65,535
Closed -$682K
CSLM
693
DELISTED
CSLM Acquisition Corp. Class A Ordinary Share
CSLM
– –
-66,451
Closed -$697K
GLLI
694
DELISTED
Globalink Investment Inc. Common Stock
GLLI
– –
-94,796
Closed -$1M
PFTA
695
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
– –
-518,288
Closed -$5.38M
TMTCU
696
DELISTED
TMT Acquisition Corp Unit
TMTCU
– –
-23,200
Closed -$243K
CBRG
697
DELISTED
Chain Bridge I Class A Ordinary Shares
CBRG
– –
-43,195
Closed -$454K
ASCB
698
DELISTED
A SPAC II Acquisition Corp. Ordinary Shares
ASCB
– –
-304,629
Closed -$3.21M
BFIIW
699
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
– –
-53,673
Closed -$6.84K
NFYS
700
DELISTED
Enphys Acquisition Corp.
NFYS
– –
-64,136
Closed -$666K
26 27
28
29 30

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CIP
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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
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Cowen and Company's Q3 2023 Portfolio in Review

As of Q3 2023, Cowen and Company held 794 positions worth $1.43B, up 18% from $1.21B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Cowen and Company deployed $517M of net new capital in Q3 2023, opening 212 new positions and adding to 219 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 29% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Kensington Capital Acquisition Corp. V, an estimated $7.13M trimmed.

  • Cowen and Company's largest Q3 2023 buy was State Street Energy Select Sector SPDR ETF: 1,111,604 shares worth $50.2M.
  • Cowen and Company added most to NVIDIA in Q3 2023, an estimated $169M increase.
  • Cowen and Company's biggest Q3 2023 reduction was Kensington Capital Acquisition Corp. V, cutting an estimated $7.13M.
  • Cowen and Company fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $45.2M.
  • Cowen and Company's ten largest holdings make up 42% of its $1.43B portfolio in Q3 2023.
  • Cowen and Company opened 212 new positions and closed 151 in Q3 2023.
  • Cowen and Company's portfolio value rose 18% quarter-over-quarter to $1.43B.

Based on Cowen and Company's 13F filing for Q3 2023, filed 9 Nov 2023.