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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$851M
AUM Growth
-$105M
Cap. Flow
+$44.2M
Cap. Flow %
5.19%
Top 10 Hldgs %
47.53%
Holding
835
New
170
Increased
157
Reduced
172
Closed
270

Top Buys

Rank Stock Value
1
KVSC
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
+$24.3M
2
STOK icon
Stoke Therapeutics
STOK
+$22.8M
3
TIOA
Tio Tech A Class A Ordinary Share
TIOA
+$22.1M
4
SCPH
scPharmaceuticals
SCPH
+$20.6M
5
AAC
Ares Acquisition Corporation
AAC
+$13.3M

Top Sells

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$58.8M
2
SCPL
SciPlay Corporation Class A Common Stock
SCPL
+$25.2M
3
CTLP
Cantaloupe
CTLP
+$12.3M
4
INVZ icon
Innoviz Technologies
INVZ
+$10.9M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$8.76M

Sector Composition

Rank Sector Weight
1 Healthcare 38.46%
2 Financials 25.66%
3 Materials 12.69%
4 Consumer Discretionary 4.54%
5 Technology 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEVA icon
676
CALL
Teva Pharmaceuticals
TEVA
$42.5B
– –
-243,800
Closed -$55.1K
TEVA icon
677
Teva Pharmaceuticals
TEVA
$42.5B
– –
-176,942
Closed -$1.61M
TEVA icon
678
PUT
Teva Pharmaceuticals
TEVA
$42.5B
– –
-100,000
Closed -$2.5K
TGT icon
679
CALL
Target
TGT
$69.2B
– –
-19,700
Closed -$98
TGT icon
680
Target
TGT
$69.2B
– –
-19,867
Closed -$2.96M
TGT icon
681
PUT
Target
TGT
$69.2B
– –
-19,900
Closed -$2.2M
TGTX icon
682
CALL
TG Therapeutics
TGTX
$7.64B
– –
-82,000
Closed -$34.9K
UHG
683
DELISTED
United Homes Group
UHG
– –
-50,000
Closed -$503K
UHGWW
684
DELISTED
United Homes Group Warrant
UHGWW
– –
-94,687
Closed -$9.94K
UPST icon
685
CALL
Upstart Holdings
UPST
$2.91B
– –
-15,000
Closed -$17.2K
UPST icon
686
PUT
Upstart Holdings
UPST
$2.91B
– –
-10,000
Closed -$24.3K
VTYX
687
CALL
DELISTED
Ventyx Biosciences
VTYX
– –
-12,400
Closed -$77.8K
WBD icon
688
Warner Bros
WBD
$67.9B
– –
-122,200
Closed -$1.16M
WFC icon
689
CALL
Wells Fargo
WFC
$264B
– –
-50,800
Closed -$41.4K
WFC icon
690
Wells Fargo
WFC
$264B
– –
-33,640
Closed -$1.39M
WFC icon
691
PUT
Wells Fargo
WFC
$264B
– –
-30,000
Closed -$131K
WU icon
692
PUT
Western Union
WU
$2.2B
– –
-45,000
Closed -$11.6K
TVGNW icon
693
Tevogen Inc. Warrant
TVGNW
$933K
– –
-13,400
Closed -$100
GCTS
694
GCT Semiconductor Holding
GCTS
$188M
– –
-74,000
Closed -$754K
CMBT
695
CMB.TECH NV
CMBT
$4.73B
– –
-59,201
Closed -$1.01M
FLDDW
696
Fold Holdings Warrant
FLDDW
$948K
– –
-16,077
Closed -$803
FLD
697
Fold Holdings
FLD
$22.9M
– –
-31,154
Closed -$312K
VEEAW
698
Veea Inc Warrant
VEEAW
$504K
– –
-12,200
Closed -$223
NESRW
699
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
– –
-137,021
Closed -$54.8K
QVCGA
700
CALL
DELISTED
QVC Group Inc Series A
QVCGA
– –
-11,200
Closed -$14K
26 27
28
29 30

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PWLP
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FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
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FTDI
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CIM
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PRO
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Cowen and Company's Q1 2023 Portfolio in Review

As of Q1 2023, Cowen and Company held 835 positions worth $851M, down 11% from $956M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Cowen and Company deployed $44.2M of net new capital in Q1 2023, opening 170 new positions and adding to 157 existing holdings. Its largest new stake was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.

By sector, the portfolio is most concentrated in Healthcare at 38% of assets, up from 37% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was SciPlay Corporation Class A Common Stock, an estimated $25.2M trimmed.

  • Cowen and Company's largest Q1 2023 buy was Khosla Ventures Acquisition Co. III Class A Common Stock: 2,410,664 shares worth $24.5M.
  • Cowen and Company added most to Stoke Therapeutics in Q1 2023, an estimated $22.8M increase.
  • Cowen and Company's biggest Q1 2023 reduction was SciPlay Corporation Class A Common Stock, cutting an estimated $25.2M.
  • Cowen and Company fully exited DCP Midstream, LP in Q1 2023, selling an estimated $58.8M.
  • Cowen and Company's ten largest holdings make up 48% of its $851M portfolio in Q1 2023.
  • Cowen and Company opened 170 new positions and closed 270 in Q1 2023.
  • Cowen and Company's portfolio value fell 11% quarter-over-quarter to $851M.

Based on Cowen and Company's 13F filing for Q1 2023, filed 9 May 2023.