We are live on ! Find out more
CAC

Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
-4.19%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$63.6M
Cap. Flow
-$14.6M
Cap. Flow %
-1.4%
Top 10 Hldgs %
44.54%
Holding
900
New
268
Increased
133
Reduced
141
Closed
310

Top Buys

Rank Stock Value
1
SLVM icon
Sylvamo
SLVM
+$64.9M
2
ARKK icon
ARK Innovation ETF
ARKK
+$54.7M
3
FULC icon
Fulcrum Therapeutics
FULC
+$48.9M
4
RIVN icon
Rivian
RIVN
+$32.4M
5
STOK icon
Stoke Therapeutics
STOK
+$22.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$143M
2
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$49M
3
CCVI
Churchill Capital Corp VI
CCVI
+$34.2M
4
AMD icon
Advanced Micro Devices
AMD
+$27.5M
5
CLDX icon
Celldex Therapeutics
CLDX
+$18M

Sector Composition

Rank Sector Weight
1 Healthcare 39.85%
2 Financials 15.44%
3 Materials 6.54%
4 Consumer Discretionary 6.02%
5 Industrials 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEX icon
676
PUT
Kirby Corp
KEX
$7B
– –
-10,000
Closed -$37K
KEY icon
677
CALL
KeyCorp
KEY
$24.4B
– –
-2,700
Closed -$36K
KEY icon
678
PUT
KeyCorp
KEY
$24.4B
– –
-17,800
Closed -$1K
KO icon
679
Coca-Cola
KO
$373B
– –
-25,262
Closed -$1.5M
KORE
680
DELISTED
KORE Group Holdings
KORE
– –
-37,265
Closed -$1.26M
KURA icon
681
Kura Oncology
KURA
$874M
– –
-6,853
Closed -$96K
KURA icon
682
PUT
Kura Oncology
KURA
$874M
– –
-10,000
Closed -$6K
LAZR
683
CALL
DELISTED
Luminar Technologies
LAZR
– –
-3,333
Closed -$33K
LYV icon
684
Live Nation Entertainment
LYV
$42.9B
– –
-163
Closed -$20K
LYV icon
685
PUT
Live Nation Entertainment
LYV
$42.9B
– –
-10,000
Closed -$2K
MAT icon
686
PUT
Mattel
MAT
$4.3B
– –
-560,600
Closed -$14K
MCD icon
687
McDonald's
MCD
$193B
– –
-11,535
Closed -$3.09M
MCRB icon
688
CALL
Seres Therapeutics
MCRB
$46.7M
– –
-1,000
Closed -$23K
MCRB icon
689
PUT
Seres Therapeutics
MCRB
$46.7M
– –
-1,000
Closed -$6K
MMM icon
690
3M
MMM
$94.4B
– –
-9,995
Closed -$1.48M
MSFT icon
691
Microsoft
MSFT
$3.74T
– –
-4,447
Closed -$1.5M
MSOS icon
692
CALL
AdvisorShares Pure US Cannabis ETF
MSOS
$922M
– –
-104,500
Closed -$118K
MTZ icon
693
MasTec
MTZ
$22B
– –
-4,549
Closed -$420K
MTZ icon
694
PUT
MasTec
MTZ
$22B
– –
-14,100
Closed -$27K
LUXE
695
CALL
LuxExperience B.V.
LUXE
$1.05B
– –
-60,200
Closed -$17K
NKE icon
696
Nike
NKE
$61.3B
– –
-8,828
Closed -$1.47M
NMR icon
697
Nomura Holdings
NMR
$28.6B
– –
-150,000
Closed -$650K
NRDY icon
698
Nerdy
NRDY
$94.9M
– –
-271,330
Closed -$1.22M
NRDY icon
699
PUT
Nerdy
NRDY
$94.9M
– –
-281,000
Closed -$843K
NRGV icon
700
Energy Vault
NRGV
$638M
– –
-31,867
Closed -$315K
26 27
28
29 30

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen and Company held 900 positions worth $1.04B, down 5.8% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen and Company's Q1 2022 filing shows 268 new, 133 increased, 141 reduced and 310 closed positions. Its largest new stake was Sylvamo: 1,955,000 shares worth $65.1M. The largest sale was Invesco QQQ Trust, an estimated $143M.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 26% a quarter earlier, followed by Financials and Materials.

  • Cowen and Company's largest Q1 2022 buy was Sylvamo: 1,955,000 shares worth $65.1M.
  • Cowen and Company added most to ARK Innovation ETF in Q1 2022, an estimated $54.7M increase.
  • Cowen and Company's biggest Q1 2022 reduction was Invesco QQQ Trust, cutting an estimated $143M.
  • Cowen and Company fully exited Churchill Capital Corp VI in Q1 2022, selling an estimated $34.2M.
  • Cowen and Company's ten largest holdings make up 45% of its $1.04B portfolio in Q1 2022.
  • Cowen and Company opened 268 new positions and closed 310 in Q1 2022.
  • Cowen and Company's portfolio value fell 5.8% quarter-over-quarter to $1.04B.

Based on Cowen and Company's 13F filing for Q1 2022, filed 16 May 2022.