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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$2.11B
AUM Growth
+$194M
Cap. Flow
+$818M
Cap. Flow %
38.75%
Top 10 Hldgs %
58.11%
Holding
879
New
298
Increased
119
Reduced
90
Closed
306

Top Buys

Rank Stock Value
1
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$47M
2
FTAI icon
FTAI Aviation
FTAI
+$42.9M
3
CLDX icon
Celldex Therapeutics
CLDX
+$29.1M
4
ESTA icon
Establishment Labs
ESTA
+$17.5M
5
VMW
VMware, Inc
VMW
+$15.1M

Top Sells

Rank Stock Value
1
WPF
Foley Trasimene Acquisition Corp.
WPF
+$15.1M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$14.4M
3
RBAC
RedBall Acquisition Corp.
RBAC
+$12.6M
4
SST icon
System1
SST
+$9.9M
5
NICE icon
Nice
NICE
+$7.38M

Sector Composition

Rank Sector Weight
1 Healthcare 15.03%
2 Consumer Discretionary 11.05%
3 Financials 5.53%
4 Technology 3.61%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAVE icon
676
PUT
Global X US Infrastructure Development ETF
PAVE
$14.3B
– –
-41,400
Closed -$14K
PLBY icon
677
PUT
Playboy Inc
PLBY
$136M
– –
-10,300
Closed -$2K
PLUR icon
678
Pluri
PLUR
$19.9M
– –
-1,267
Closed -$40K
PNC icon
679
CALL
PNC Financial Services
PNC
$100B
– –
-6,700
Closed -$540K
QS icon
680
QuantumScape Corp
QS
$3.81B
– –
-27,887
Closed -$816K
QS icon
681
PUT
QuantumScape Corp
QS
$3.81B
– –
-28,500
Closed -$1.33M
QTRX icon
682
Quanterix
QTRX
$114M
– –
-5,796
Closed -$340K
RARE icon
683
Ultragenyx Pharmaceutical
RARE
$2.64B
– –
-2,756
Closed -$263K
RARE icon
684
PUT
Ultragenyx Pharmaceutical
RARE
$2.64B
– –
-7,000
Closed -$28K
REAL icon
685
CALL
The RealReal
REAL
$1.45B
– –
-25,000
Closed -$5K
REAL icon
686
The RealReal
REAL
$1.45B
– –
-103,007
Closed -$2.04M
REAL icon
687
PUT
The RealReal
REAL
$1.45B
– –
-26,900
Closed -$7K
RIOT icon
688
Riot Platforms
RIOT
$7.34B
– –
-25,000
Closed -$942K
RLMD icon
689
CALL
Relmada Therapeutics
RLMD
$484M
– –
-13,500
Closed -$65K
SEER icon
690
CALL
Seer Inc
SEER
$119M
– –
-31,300
Closed -$14K
SNDL icon
691
PUT
Sundial Growers
SNDL
$303M
– –
-1,350
Closed -$2K
SOFI icon
692
CALL
SoFi Technologies
SOFI
$23.4B
– –
-54,200
Closed -$40K
SOFI icon
693
SoFi Technologies
SOFI
$23.4B
– –
-231,600
Closed -$4.44M
SOFI icon
694
PUT
SoFi Technologies
SOFI
$23.4B
– –
-277,600
Closed -$2.9M
SPCE icon
695
Virgin Galactic
SPCE
$489M
– –
-383
Closed -$352K
SPY icon
696
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-155,000
Closed -$268K
SST icon
697
System1
SST
$17.8M
– –
-100,050
Closed -$9.9M
TECH icon
698
CALL
Bio-Techne
TECH
$11.2B
– –
-42,400
Closed -$241K
TLRY icon
699
Tilray
TLRY
$602M
– –
-4,590
Closed -$629K
TLSIW icon
700
TriSalus Life Sciences Warrant
TLSIW
$38.7M
– –
-27,500
Closed -$28K
26 27
28
29 30

Similar funds

CIP
Chartwell Investment Partners Berywn, Pennsylvania $2.91B AUM 40.48% 1-Year Est. Return
PWLP
Prio Wealth Limited Partnership Boston, Massachusetts $3.41B AUM 44.09% 1-Year Est. Return
FPCG
Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return
SI
Scout Investments Kansas City, Missouri $3.8B AUM 45.91% 1-Year Est. Return
BC
Boxer Capital San Diego, California $2.04B AUM 108.39% 1-Year Est. Return
FTDI
First Trust Direct Indexing Boston, Massachusetts $1.87B AUM 43.63% 1-Year Est. Return
CIM
Contrarius Investment Management St. Helier, Jersey $1.76B AUM 35.87% 1-Year Est. Return
PRO
Pensioenfonds Rail & OV Utrecht, Netherlands $1.44B AUM 23.73% 1-Year Est. Return

Cowen and Company's Q3 2021 Portfolio in Review

As of Q3 2021, Cowen and Company held 879 positions worth $2.11B, up 10% from $1.92B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cowen and Company deployed $818M of net new capital in Q3 2021, opening 298 new positions and adding to 119 existing holdings. Its largest new stake was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Nice, an estimated $7.38M trimmed.

  • Cowen and Company's largest Q3 2021 buy was Macquarie Infrastructure Holdings, LLC: 1,190,000 shares worth $48.3M.
  • Cowen and Company added most to FTAI Aviation in Q3 2021, an estimated $42.9M increase.
  • Cowen and Company's biggest Q3 2021 reduction was Nice, cutting an estimated $7.38M.
  • Cowen and Company fully exited Foley Trasimene Acquisition Corp. in Q3 2021, selling an estimated $15.1M.
  • Cowen and Company's ten largest holdings make up 58% of its $2.11B portfolio in Q3 2021.
  • Cowen and Company opened 298 new positions and closed 306 in Q3 2021.
  • Cowen and Company's portfolio value rose 10% quarter-over-quarter to $2.11B.

Based on Cowen and Company's 13F filing for Q3 2021, filed 12 Nov 2021.