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Cowen and Company Portfolio holdings

AUM $2.97B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+105.26%
3 Year Est. Return
+120.05%
5 Year Est. Return
+670.56%
10 Year Est. Return
–
AUM
$1.45B
AUM Growth
+$336M
Cap. Flow
+$603M
Cap. Flow %
41.48%
Top 10 Hldgs %
67.23%
Holding
768
New
375
Increased
70
Reduced
59
Closed
238

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$48.3M
3
ITOS
iTeos Therapeutics
ITOS
+$21.3M
4
QNGY
Quanergy Systems, Inc.
QNGY
+$11.5M
5
FULC icon
Fulcrum Therapeutics
FULC
+$10.9M

Top Sells

Rank Stock Value
1
SMH icon
VanEck Semiconductor ETF
SMH
+$30.8M
2
DIS icon
Walt Disney
DIS
+$23.1M
3
NGHC
National General Holdings Corp
NGHC
+$20.7M
4
STLA icon
Stellantis
STLA
+$19.7M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$16M

Sector Composition

Rank Sector Weight
1 Healthcare 11.15%
2 Financials 9.75%
3 Technology 2.87%
4 Industrials 2.67%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAACU
676
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
– –
-250,035
Closed -$2.75M
SRSAU
677
DELISTED
Sarissa Capital Acquisition Corp. Unit
SRSAU
– –
-335,000
Closed -$3.57M
LFTRW
678
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
– –
-23,843
Closed -$51K
LFTR
679
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
– –
-59,253
Closed -$613K
PMVC.WS
680
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
– –
-15,000
Closed -$17K
GBT
681
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-20,300
Closed -$11K
GBT
682
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-19,416
Closed -$841K
MKTWW
683
DELISTED
MarketWise, Inc. Warrant
MKTWW
– –
-50,200
Closed -$86K
ETACW
684
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
– –
-35,000
Closed -$53K
FST.WS
685
DELISTED
FAST Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FST.WS
– –
-89,514
Closed -$156K
FST
686
DELISTED
FAST Acquisition Corp.
FST
– –
-179,029
Closed -$1.83M
PRPB.WS
687
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
– –
-34,000
Closed -$58K
TACA.U
688
DELISTED
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
– –
-11,019
Closed -$114K
OTRAW
689
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
– –
-35,000
Closed -$35K
CHPMW
690
DELISTED
CHP Merger Corp. Warrant
CHPMW
– –
-63,400
Closed -$82K
ARNA
691
CALL
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-11,800
Closed -$145K
ARNA
692
PUT
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-8,200
Closed -$4K
SCVX
693
DELISTED
SCVX Corp.
SCVX
– –
-92,092
Closed -$949K
NUAN
694
DELISTED
Nuance Communications, Inc.
NUAN
– –
-9,992
Closed -$441K
VMACW
695
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
– –
-50,000
Closed -$43K
TREB.WS
696
DELISTED
Trebia Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
TREB.WS
– –
-91,700
Closed -$191K
CYXTW
697
DELISTED
Cyxtera Technologies, Inc. Warrant
CYXTW
– –
-25,000
Closed -$49K
ASTRW
698
DELISTED
Astra Space, Inc. Warrant
ASTRW
– –
-86,253
Closed -$116K
BSN.WS
699
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
– –
-10,000
Closed -$11K
YAC.WS
700
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
– –
-45,000
Closed -$64K
26 27
28
29 30

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FPCG
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BC
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FTDI
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CIM
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Cowen and Company's Q1 2021 Portfolio in Review

As of Q1 2021, Cowen and Company held 768 positions worth $1.45B, up 30% from $1.12B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Cowen and Company deployed $603M of net new capital in Q1 2021, opening 375 new positions and adding to 70 existing holdings. Its largest new stake was iTeos Therapeutics: 588,238 shares worth $20.1M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 4.9% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Freeport-McMoran, an estimated $5.42M trimmed.

  • Cowen and Company's largest Q1 2021 buy was iTeos Therapeutics: 588,238 shares worth $20.1M.
  • Cowen and Company added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2021, an estimated $151M increase.
  • Cowen and Company's biggest Q1 2021 reduction was Freeport-McMoran, cutting an estimated $5.42M.
  • Cowen and Company fully exited VanEck Semiconductor ETF in Q1 2021, selling an estimated $30.8M.
  • Cowen and Company's ten largest holdings make up 67% of its $1.45B portfolio in Q1 2021.
  • Cowen and Company opened 375 new positions and closed 238 in Q1 2021.
  • Cowen and Company's portfolio value rose 30% quarter-over-quarter to $1.45B.

Based on Cowen and Company's 13F filing for Q1 2021, filed 4 May 2021.