CAC

Cowen and Company Portfolio holdings

AUM $2.9B
1-Year Est. Return 105.26%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+105.26%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.61B
AUM Growth
+$1.05B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
743
New
Increased
Reduced
Closed

Top Buys

1
+$236M
2
+$208M
3
+$150M
4
AMZN icon
Amazon
AMZN
+$123M
5
NKE icon
Nike
NKE
+$93.7M

Top Sells

1
+$169M
2
+$27M
3
+$14.9M
4
RNAM
Avidity Biosciences
RNAM
+$14.3M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$12.2M

Sector Composition

1 Technology 34.43%
2 Financials 17.7%
3 Healthcare 17.59%
4 Communication Services 13.93%
5 Consumer Discretionary 9.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
651
3M
MMM
$77.4B
– –
-169
MRK icon
652
Merck
MRK
$283B
– –
0
MRNA icon
653
Moderna
MRNA
$21B
– –
0
DFNSW
654
T3 Defense Inc Warrants
DFNSW
$493K
– –
-100,000
OKE icon
655
Oneok
OKE
$53.4B
– –
0
OPFI.WS icon
656
OppFi Inc Warrants
OPFI.WS
$5.04M
– –
-51,983
PGYWW
657
Pagaya Technologies Ltd Warrants
PGYWW
$2.58M
– –
-64,457
PLAY icon
658
Dave & Buster's
PLAY
$445M
– –
-4,920
PSQH.WS icon
659
PSQ Holdings Warrants
PSQH.WS
$3.02M
– –
-10,500
QBTS.WS
660
DELISTED
D-Wave Quantum Inc Warrants
QBTS.WS
– –
-33,333
QQQ icon
661
Invesco QQQ Trust
QQQ
$423B
– –
-8,750
RCKTW icon
662
Rocket Pharmaceuticals Warrant
RCKTW
$1.07M
– –
-29,063
RGLD icon
663
Royal Gold
RGLD
$21.5B
– –
0
RKLB icon
664
Rocket Lab Corp
RKLB
$48.9B
– –
0
SHFSW icon
665
SHF Holdings Warrants
SHFSW
$377K
– –
-69,831
SMH icon
666
VanEck Semiconductor ETF
SMH
$54.6B
– –
-5,000
SMMT icon
667
Summit Therapeutics
SMMT
$17.3B
– –
0
SMPL icon
668
Simply Good Foods
SMPL
$1.12B
– –
0
SNAP icon
669
Snap
SNAP
$9.41B
– –
0
SNDL icon
670
Sundial Growers
SNDL
$397M
– –
-10,000
AFRIW icon
671
Forafric Global PLC Warrants
AFRIW
$10.7M
– –
-50,259
ALC icon
672
Alcon
ALC
$37B
– –
-2,416
ALB icon
673
Albemarle
ALB
$22.8B
– –
-22,437
ALCYU icon
674
Alchemy Investments Acquisition Corp 1 Units
ALCYU
– –
-10,000
ASRT icon
675
Assertio
ASRT
$116M
– –
-105,611
25 26
27
28 29